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Phillip John Westemeier

Ameriprise Financial Services, LLC

Cedar Falls, IA

Grundy Center, IA

Waterloo, IA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-08-30
IA RA APPROVED 1999-01-01
  • TX RA
    APPROVED_RES
    Since 2017-08-30
  • IA RA
    APPROVED
    Since 1999-01-01

Branch Locations

4510 Chadwick Rd, Cedar Falls, IA 50613 • United States

605 5Th St, Grundy Center, IA 50638 • United States

Waterloo, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Northern Iowa Falls IA 09/1984 Present
Kum & Go Kerr Mcgee Cedar Falls IA 01/1989 Present
Ameriprise Financial Services, Inc. Cedar Falls IA 09/2005 03/2020
Ameriprise Financial Services, Llc Cedar Falls IA 03/2020 Present
  • 09/1984 → Present
    University Of Northern Iowa
    Falls, IA
  • 01/1989 → Present
    Kum & Go Kerr Mcgee
    Cedar Falls, IA
  • 09/2005 → 03/2020
    Ameriprise Financial Services, Inc.
    Cedar Falls, IA
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Cedar Falls, IA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-05-26
  • S63 Uniform Securities Agent State Law Examination
    1989-05-26
Other Names
  • Phil Westemeier

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Cedar Falls, IA
AMERIPRISE FINANCIAL SERVICES, LLC · CEDAR FALLS, IA
AMERIPRISE FINANCIAL SERVICES, LLC · CEDAR FALLS, IA
PRINCIPAL SECURITIES, INC. · CEDAR FALLS, IA
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