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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-05-02 |
| MN | RA | APPROVED | 2021-05-17 |
| TX | RA | APPROVED_RES | 2006-09-28 |
| FL | RA | APPROVED | 1989-07-12 |
Branch Locations
2950 Cherokee St Nw Ste 614, Kennesaw, GA 30144-6505 • United States
209 Tabor St, Punta Gorda, FL 33950 • United States
Punta Gorda, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Fort Myers | FL | 02/1989 | 03/2020 |
| Ameriprise Financial Services, Llc | Punta Gorda | FL | 03/2020 | Present |
Real Estate Ownership; Lot/Land; Mountaintown Creek / Sexton Lane, Ellijay, GA, ,; ; 01/01/2011 / Lot/Land; 209 Tabor Street, , Punta Gorda, FL, 33950; Investment-Related; 01/01/2011. Business Ownership; Peniel Reflection, LLC; Leadership, administration and overseeing of operational components of the LLC.; This LLC is not promoted to the public and it serves the above noted Ameriprise franchises.; 1209 Tabor St, , Punta Gorda, FL, 33950; Investment-Related; 08/27/2021; 10 to 19 hours per month; 1 to 9 during trading hours. Board of Directors; Christian Franchise Advisor Network CFAN; Past-President, South Region Champion; Amerirprise Financial Center, , Minneapolis, MN, 55402; Investment-Related; 03/01/2020; 10 to 19 hours per month; 10 to 19 during trading hours / Port Charlotte SDA Church; Elder & Finance Committee Member; 2036 Loveland Blvd, , Port Charlotte, FL, 33980; Investment-Related; 04/01/2023; 1 to 9 hours per month; 0 during trading hours / Advent Health Port Charlotte Board; Member; 2500 Harbor Blvd, , Port Charlotte, FL, 33952; Not Investment-Related; 08/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Peniel Reflection, LLC; Vice President - Leadership/administration as well as oversite on operational components of the LLCThis LLC supports the AMPF franchises of James Nathan Ledbetter and Ed Dancek DBA Horizon Advisors; Entity for administration of Horizon Advisors, a private wealth practice of AMPF; 209 Tabor Street, , Punta Gorda, FL, 33950; Investment-Related; 08/27/2021; 10 to 19 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-02 |
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