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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-11-14 |
| MO | RA | APPROVED | 2024-11-14 |
Branch Locations
600 Highway 169 Suite 1000, St Louis Park, MN 55426 • United States
Moorhead, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Valic Financial Advisors | Bloomington | MN | 04/2003 | 05/2020 |
| Pruco Securities, Llc. | Omaha | NE | 05/2020 | 11/2024 |
| Prudential Insurance Company Of America | Omaha | NE | 05/2020 | Present |
| Lpl Enterprise, Llc | Moorhead | MN | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-05-15 |
| S65 | Uniform Investment Adviser Law Examination | 1992-10-20 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-13 |
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