Stephen Christian Miles

Employer firm

Sutro Advisors CRD 297856

$48.5M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2005 → 04/2018
  Charles Schwab & Co., Inc.
  San Francisco, CA
• 10/2005 → 04/2018
  Charles Schwab Bank
  San Francisco, CA
• 06/2018 → Present
  Sutro Advisors Llc
  San Francisco, CA

Previous Registrations

• 2005-10-14 → 2018-04-16
  Charles Schwab & Co., Inc.
  San Francisco, CA
  San Francisco, CA
• 2005-08-22 → 2005-09-27
  Td Ameritrade, Inc.
  San Francisco, CA
• 2004-04-21 → 2005-09-15
  Banc Of America Investment Services, Inc.
  San Francisco, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-03-06
• S63 Uniform Securities Agent State Law Examination
  1999-12-07