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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-08-29 |
| NJ | RA | APPROVED | 2017-08-10 |
Branch Locations
100 Somerset Corporate Blvd, Bridgewater, NJ 08807 • United States
Clinton, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co., Incorporated | Lawrenceville | NJ | 10/2007 | 07/2017 |
| Morgan Stanley Smith Barney | Lawrenceville | NJ | 06/2009 | 07/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bridgewater | NJ | 07/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 1989-03-27 |
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