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17100 E Shea Blvd Suite 400A, Fountain Hills, AZ 85268 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2009-01-21 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Ramsey | NJ | 01/2009 | 03/2017 |
| (Dba) Key Group Management Inc | Ramsey | NJ | 04/2005 | Present |
| Royal Alliance Associates | Ramsey | NJ | 03/2017 | 08/2022 |
| Concourse Financial Group Securities Inc | Ramsey | NJ | 08/2022 | 02/2025 |
| Cetera Wealth Services, Llc | Ramsey | NJ | 02/2025 | Present |
(dba) KEY GROUP MANAGEMENT INC; Investment Related; Ramsey NJ; RIA; Financial Advisor; Start Date 04/2005; 140 hours per month with those 140 hours per month occurring during trading hours; Offering investment advisory services. >> TIMOTHY M. CONBOY - INSURANCE; Investment Related; Ramsey, NJ; Insurance; Licensed Producer; Start Date 02/2005; 15 hours per month with those 15 hours per month occurring during trading hours; Offering insurance product sales and service to include variable annuity products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-02-20 |
| S63 | Uniform Securities Agent State Law Examination | 1989-11-28 |
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