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4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2024-03-21 |
| TX | RA | APPROVED_RES | 2024-03-18 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Olson Group | Omaha | NE | 03/2007 | 03/2024 |
| Cambridge Investment Research, Inc | Fairfield | IA | 11/2014 | 03/2024 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2023 | 03/2024 |
| Brokers International Financial Services | Omaha | NE | 03/2024 | Present |
1. Wallace Insurance Sales; Investment related; 15808 W Dodge Rd, #200, Omaha, NE, 68118; Selling of fixed annuities, life insurance, disability income, long term care, health insurance, and property and casualty insurance products; Agent; 09/01/1987; 10 hours per month; 10 hours during trading hours; After fact-finding interview, recommending appropriate products for prospect. Field underwriting of insurance products. 2. TR Financial; Investment related; 15808 W Dodge Rd, #200, Omaha, NE, 68118; DBA for Securities Business; IAR; Financial advisor; 03/18/2024; 160 hours per month; 160 hours during trading hours; IAR and selling of securities
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-10-23 |
| S63 | Uniform Securities Agent State Law Examination | 1990-09-10 |
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