Best Investors Account Sign in

Mark Anthony Demo

Stifel, Nicolaus & Company, Incorporated

Dewitt, NY

Claim This Profile
Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-26
  • NY RA
    APPROVED
    Since 2021-05-26

Branch Locations

5784 Widewaters Parkway, Dewitt, NY 13214 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc De Witt NY 05/2009 11/2016
Wells Fargo Clearing Services, Llc De Witt NY 11/2016 06/2018
Stifel Nicolaus Syracuse NY 06/2018 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    De Witt, NY
  • 11/2016 → 06/2018
    Wells Fargo Clearing Services, Llc
    De Witt, NY
  • 06/2018 → Present
    Stifel Nicolaus
    Syracuse, NY
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-05-23
  • S63 Uniform Securities Agent State Law Examination
    1989-05-23
Other Names
  • Mark A Demo

View on SEC IAPD

Other Firms

OMC FINANCIAL SERVICES LTD
J.W.BURNS & COMPANY, INC.
GREG JENNINGS, LLC
WELLS FARGO CLEARING SERVICES, LLC
LPL ENTERPRISE, LLC
HAZARD & SIEGEL ADVISORY SERVICES LLC
KOVACK ADVISORS, INC.
LPL FINANCIAL LLC

Other Investors

GREGORY WELLES JENNINGS
Brian Andrew Jennings
CYNTHIA ANN SCOTT
PETER N BUNITSKY
Andrew James Derrenbacker
Edward A. Grassi
Thaddeus Malley
JAMES C BURNS

Other Offices

OMC FINANCIAL SERVICES LTD · DEWITT, NY
J.W.BURNS & COMPANY, INC. · DEWITT, NY
GREG JENNINGS, LLC · DEWITT, NY
WELLS FARGO CLEARING SERVICES, LLC · DEWITT, NY
LPL ENTERPRISE, LLC · DEWITT, NY
HAZARD & SIEGEL ADVISORY SERVICES LLC · DEWITT, NY
KOVACK ADVISORS, INC. · DeWitt, NY
HAZARD & SIEGEL ADVISORY SERVICES LLC · Dewitt, NY

More in Dewitt, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor