Terrence Colen

Employer firm

Independent Advisor Alliance, LLC CRD 168267

$17.2B regulatory AUM 533 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2015 → Present
  Independent Advisor Alliance, Llc
  Huntersville, NC
• 02/2015 → Present
  Lpl Financial Llc
  Huntersville, NC

Previous Registrations

• 2005-10-26 → 2015-02-03
  Cuna Brokerage Services, Inc.
  Wytheville, VA
  Charlotte, NC
  Charlotte, NC

Other Businesses

(1) 02/18/2015: BLACKBRIDGE FINANCIAL - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 12610 N COMMUNITY RD, STE 204, CHARLOTTE, NC 28277 - START 02/2015 - 50% OF TIME SPENT (2) 03/03/2015 - INDEPENDENT ADVISOR ALLIANCE - REGISTERED INVESTMENT ADVISOR - TIME SPENT 50% - HUNTERSVILLE, NC (3) 03/02/2016 * Independnet Advisor Alliance * Registered Investment Advisor DBA * (Hybrid) Blackbridge Financial * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 02/08/2016 * 160 HRS/MO; 8 HRS/MO DURING SECS TRDG HRS. (4) 11/13/2019 - T Colen BB LLC - Not investment related - At reported business location(s) - Business Entity For Tax/Investment Purposes Only - start date:6/1/2019 - 40 hrs/mo - 0 hrs during trading. (5) 3/21/2023 - Financial Independence Group (FIG) & Sage Insurance Partners - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Advisor/Agent - Start Date - 02/07/2023 - 4 Hours Per Month/0 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2005-10-10
• S63 Uniform Securities Agent State Law Examination
  1999-08-12

Other Names

• Terry Colen