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579 Main Street, Bolton, MA 01740 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-04-15 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Weston | FL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Weston | FL | 11/2016 | Present |
| Bolton Global Capital | Bolton | MA | 04/2021 | Present |
| Bolton Global Asset Management | Bolton | MA | 04/2021 | Present |
1) Ernesto is also registered as an Investment Advisor Representative with Bolton Securities Corporation, an SEC licensed Investment Advisor, acting as an 'Financial Advisor' under 'Bolton Global Capital'. This represents Ernesto's full-time job and is balanced with his role as a Registered Representative. Conducted from Branch location. 2) Co-owner of ATA Advisors, LLC, an entity created March, 2021 in Florida to operate Bolton securities and investment advisory businesses. Not publicly advertised. Conducted from Branch location. Not investment related. Spends 2 hours at most outside business hours and 1 hour during business hours per month. 3) Co-owner of Inversiones Vema S.A., an entity created in November 1982 in Venezuela to hold inherited personal real estate. Conducted from Branch location and not investment related. Ernesto spends 2 hours per month on this activity outside of trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-05-03 |
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