Mark D Ross

Current Employers

Employment History

• 01/2009 → 04/2018
  Mang Insurance Agency, Llc
  Vestal, NY
• 04/2011 → 03/2018
  Lpl Financial Llc
  Sidney, NY
• 03/2018 → 12/2018
  Citizens Securities, Inc.
  Portsmouth, NH
• 12/2018 → 09/2025
  Avantax Investment Services, Inc
  Portmouth, NH
• 12/2018 → 09/2025
  Avantax Insurance Agency, Llc
  Portsmouth, NH
• 01/2019 → 09/2025
  Avantax Advisory Services
  Portsmouth, NH
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Portsmouth, NH
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-01-04 → 2025-09-05
  Avantax Advisory Services
  Portsmouth, NH
  Portsmouth, NH
  Dallas, TX

Other Businesses

1) 55 CONGRESS ST. CONDO ASSOCIATIO POSITION: Board of Director NATURE: 55 Congress St. Condo Assoc., is responsible for maintaining the common areas and elements of the property. This includes managing the finances, vendors, repair, to improve the quality of life for the owners. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 10/14/2021; 55 Congress St., Portsmouth NH 03801, Us; My activity as a board member is to enforce the rules drafted by the 55 Congress St. Condo Assoc., assist in establishing a sound fiscal policy, contribute to the development of the annual budget, plan for the future of the condominium members, and when necessary consult with expert condo lawyers in protection of the members and property. 2) DBA ROSS FINANCIAL SERVICES POSITION: President NATURE: Ross Financial Services provides financial products to individuals and businesses, to help them grow, protect, and optimize their financial resources. Nature of services provided, advisory, investment & portfolio management, insurance services, wealth management, estate planning and retirement services. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 12/17/2018; 155 Fleet Street, Suite 208.5, Portsmouth NH 03801, US; As President, my role is focused on client satisfaction, building strong, long-lasting relationships based on trust, transparency, and exceptional service. I'm responsible for keeping our clients informed and engaged in the financial services process. I promptly provide regular updates regarding portfolio changes, market updates, and many other client related data. In addition to the aforementioned, I'm responsible for tracking revenue, paying expenses, and with a focus on sustainable, solid growth.

Exams

• S66 Uniform Combined State Law Examination
  2011-07-13
• S63 Uniform Securities Agent State Law Examination
  1999-09-27

Other Names

• Mark David Ross