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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-04-12 |
| TX | RA | APPROVED_RES | 2012-02-09 |
Branch Locations
28202 Cabot Road Suite 500, Laguna Niguel, CA 92677 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Newport Beach | CA | 06/2009 | Present |
1. DIOR COSMETICS, NON INVESTMENT RELATED,MAKE UP ARTIST CHANEL COSMETICS, NON INVESTMENT RELATED, MAKEUP ARTIST BOTH COMBINED NO MORE THAN 20 HOURS PER MONTH DURING NON SECURITIES TRADING HOURS 2. WILLIAMS-SONOMA, RETAIL CASHIER; START DATE: 08/2016; NOT INVESTMENT RELATED; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 3;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-01-30 |
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