Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Orange Way, Windsor, CT 06095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-05-10 |
Branch Locations
One Orange Way, Windsor, CT 06095 • United States
One Orange Way, Windsor, CT 06095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-11-18 |
Branch Locations
Sacramento, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Great-West Life & Annuity Ins Co | San Ramon | CA | 08/2000 | 04/2020 |
| Voya Financial Advisors, Inc. | Sacramento | CA | 04/2020 | Present |
| Voya Retirement Advisors, Llc | Sacramento | CA | 05/2021 | Present |
DARREN AND KIM WAGERMAN RESIDENCE POSITION: landlord NATURE: Renting a room to a friend. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2023 ADDRESS: 2900 Anderson Way, Sacramento CA 95825, United States DESCRIPTION: General household maintenance LYFT POSITION: driver NATURE: I will be driving customers for a fare, during weekends, holidays and off-hours using my personal vehicle. INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2024 ADDRESS: 2900 anderson way, sacramento CA 95825, United States DESCRIPTION: Driving customers to and from various locations
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-09-12 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-07 |
Reach out to this advisor