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Current Employers
Quad City Investment Center

3551 7Th Street, Moline, IL 61265 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2011-03-28
IA RA APPROVED 2011-03-28
  • IL RA
    APPROVED
    Since 2011-03-28
  • IA RA
    APPROVED
    Since 2011-03-28

Branch Locations

3551 7Th Street, Moline, IL 61265 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) Moline IA 05/2005 Present
Quad City Bank And Trust Moline IL 05/2005 Present
Quad City Investment Center Moline IL 03/2011 Present
  • 05/2005 → Present
    Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
    Moline, IA
  • 05/2005 → Present
    Quad City Bank And Trust
    Moline, IL
  • 03/2011 → Present
    Moline, IL
Other Businesses

1. 02/02/2009 - TAX PREP / ACCOUNTING / BOOKKEEPING / MICHAEL EINFELDT & ASSOCIATES / 10% OF TIME SPENT. 2. 5/24/2017 - Quad City Investment Center - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 05/10/2017 - 20 Hours Per Month/2 Hours During Securities Trading - I provide investment advisory services through Quad City Investment Center, an independent investment advisor firm. I started this business activity in May 2017. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 01/12/2026 - Quad City Bank & Trust Tax Services - Tax Prep/Accounting/CPA - Tax Preparer - Investment Related - At Reported Business Location(s) - Start Date 01/12/2026 - 30 hours per month/ 5 hours during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-11-22
S63 Uniform Securities Agent State Law Examination 1997-06-02
  • S65 Uniform Investment Adviser Law Examination
    2010-11-22
  • S63 Uniform Securities Agent State Law Examination
    1997-06-02
Other Names
  • Amy Ericson
  • Amber Dawn Ericson

View on SEC IAPD

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