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3551 7Th Street, Moline, IL 61265 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2011-03-28 |
| IA | RA | APPROVED | 2011-03-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) | Moline | IA | 05/2005 | Present |
| Quad City Bank And Trust | Moline | IL | 05/2005 | Present |
| Quad City Investment Center | Moline | IL | 03/2011 | Present |
1. 02/02/2009 - TAX PREP / ACCOUNTING / BOOKKEEPING / MICHAEL EINFELDT & ASSOCIATES / 10% OF TIME SPENT. 2. 5/24/2017 - Quad City Investment Center - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 05/10/2017 - 20 Hours Per Month/2 Hours During Securities Trading - I provide investment advisory services through Quad City Investment Center, an independent investment advisor firm. I started this business activity in May 2017. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 01/12/2026 - Quad City Bank & Trust Tax Services - Tax Prep/Accounting/CPA - Tax Preparer - Investment Related - At Reported Business Location(s) - Start Date 01/12/2026 - 30 hours per month/ 5 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 1997-06-02 |
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