Andrew Christopher Yost

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 01/2021
  Regal Securities, Inc
  Glenview, IL
• 08/2016 → 01/2021
  Regal Advisory Services
  Glenview, IL
• 01/2021 → 09/2021
  Lpl Financial, Llc
  Mooresville, NC
• 10/2021 → 01/2024
  Newbridge Securities Corporation
  Mooresville, NC
• 10/2021 → 01/2024
  Newbridge Financial Servces Group Inc
  Mooresville, NC
• 01/2024 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 01/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2021-10-01 → 2024-02-02
  Nfsg Corporation
  Mooresville, NC
  Boca Raton, FL
• 2021-01-27 → 2021-10-08
  Lpl Financial Llc
  Mooresville, NC
  San Diego, CA
  Mooresville, NC
• 2016-11-23 → 2021-03-03
  Regal Advisory Services, Inc.
  Sea Girt, NJ
  Glenview, IL
  Mooresville, NC

Other Businesses

1. NAME OF OTHER BUSINESS: ROSSO FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 08/2016; POSITION/TITLE/RELATIONSHIP: SENIOR ADVISOR; APX NUMBER OF HOURS PER WEEK: 25; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: SALES AND ACCOUNT MANAGEMENT;

Exams

• S63 Uniform Securities Agent State Law Examination
  2021-02-25
• S65 Uniform Investment Adviser Law Examination
  2016-11-22

Other Names

• Andy Yost