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Michael Howard Greenspun

LPl Financial LLC

Milford, OH

Guntersville, AL

Fort Mill, SC

CRD 1928787

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2015-07-23
TX RA APPROVED 2015-04-23
  • AL RA
    APPROVED
    Since 2015-07-23
  • TX RA
    APPROVED
    Since 2015-04-23

Branch Locations

Milford, OH • United States

Guntersville, AL • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Fort Mill SC 04/2015 Present
Marshall County Sheriff's Office Guntersville AL 08/2016 Present
  • 04/2015 → Present
    Fort Mill, SC
  • 08/2016 → Present
    Marshall County Sheriff's Office
    Guntersville, AL
Previous Registrations
  • 2010-11-09 → 2015-04-08
    Next Financial Group, Inc.
    Houston, TX
  • 2004-02-05 → 2010-10-11
    St Louis, MO
    Washington, UT
    Ponca City, OK
    Stillwater, OK
    Enid, OK
    Woodward, OK
    Guymon, OK
    Elk City, OK
    Blackwell, OK
    El Reno, OK
    Guthrie, OK
    Perryton, TX
    Alva, OK
    Watonga, OK
    Ft Worth, TX
    Fort Worth, TX
    Cushing, OK
    Azle, TX
    Kingman, AZ
    Bullhead City, AZ
    Arlington, TX
    Fort Worth, TX
    Clinton, OK
    Lake Havasu City, AZ
    Fort Worth, TX
    Ft Worth, TX
    Ft Worth, TX
    Edmond, OK
    Ft Worth, TX
    St George, UT
    Enid, OK
    Ft Worth, TX
    Oklahoma City, OK
    Fort Worth, TX
    Fort Worth, TX
    Ft Worth, TX
    Ft Worth, TX
    Oklahoma City, OK
    Fort Worth, TX
    Oklahoma City, OK
    Oklahoma City, OK
    Prague, OK
    Las Vegas, NV
    Ft Worth, TX
    Kingfisher, OK
    Keller, TX
    Perry, OK
    Ft Worth, TX
    Westworth Village, TX
    Chandler, OK
    Fort Worth, TX
    Aledo, TX
    Enid, OK
    Henderson, NV
    Fort Worth, TX
    Ft Worth, TX
    Ft Worth, TX
    Mesquite, NV
    Oklahoma City, OK
    Fort Worth, TX
    Ponca City, OK
    Edmond, OK
    Guthrie, OK
    St George, UT
    Ft Worth, TX
    Henderson, NV
    Ft Worth, TX
    Las Vegas, NV
    Edmond, OK
    Enid, OK
    Las Vegas, NV
    Enid, OK
    Edmond, OK
    Oklahoma City, OK
    St George, UT
    Edmond, OK
    Arlington, TX
    Clinton, OK
    Kingman, AZ
    Oklahoma City, OK
    Stephenville, TX
    Willow Park, TX
    Las Vegas, NV
    Willow Park, TX
    Woodward, OK
    Ponca City, OK
    Las Vegas, NV
    Stillwater, OK
    Las Vegas, NV
    Edmond, OK
    Las Vegas, NV
    Yukon, OK
    Keller, TX
    Las Vegas, NV
    Henderson, NV
    Elk City, OK
    Enid, OK
    Azle, TX
    Cedar City, UT
    Hurricane, UT
    St George, UT
    Yukon, OK
    Oklahoma City, OK
    Ponca City, OK
    Henderson, NV
    Stillwater, OK
    Fort Worth, TX
    Las Vegas, NV
    Pahrump, NV
    Kingman, AZ
    Edmond, OK
    Weatherford, OK
    Ft Worth, TX
    Phoenix, AZ
    Phoenix, AZ
    Glendale, AZ
    Chandler, AZ
    Phoenix, AZ
    Tempe, AZ
    Phoenix, AZ
    Sun City, AZ
    Litchfield Park, AZ
    Sun City West, AZ
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    Yuma, AZ
    Glendale, AZ
    Tempe, AZ
    Peoria, AZ
    Sun City West, AZ
    Tempe, AZ
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    Sun City, AZ
    Tempe, AZ
    Phoenix, AZ
    Surprise, AZ
    Glendale, AZ
    Phoenix, AZ
    Yuma, AZ
    Goodyear, AZ
    Ne Captain, NM
    Sun City, AZ
    Glendale, AZ
    Goodyear, AZ
    Fort Worth, TX
    Glendale, AZ
    Sun City, AZ
    Colleyville, TX
    North Richland Hills, TX
    Phoenix, AZ
    Hurst, TX
    North Richland Hills, TX
    North Richland Hills, TX
    Arlington, TX
    Arlington, TX
    Grand Prairie, TX
    Arlington, TX
    Bedford, TX
    Arlington, TX
    Arlington, TX
    Surprise, AZ
    Peoria, AZ
    Peoria, AZ
    Colleyville, TX
    Ft Worth, TX
    Peoria, AZ
    Hurst, TX
    Glendale, AZ
    Grand Prairie, TX
    Surprise, AZ
    Sun City, AZ
    Phoenix, AZ
    Glendale, AZ
    Arlington, TX
    Litchfield Park, AZ
    Keller, TX
    Ft Worth, TX
    Surprise, AZ
    Euless, TX
    Sun City West, AZ
    Southlake, TX
    Phoenix, AZ
    Colleyville, TX
    Yuma, AZ
    Peoria, AZ
    Buckeye, AZ
    Phoenix, AZ
    Glendale, AZ
    Las Cruces, NM
    Las Cruces, NM
    Portales, NM
    Las Cruces, NM
    Truth Or Consequence, NM
    Fort Worth, TX
    Albuquerque, NM
    Arlington, TX
    Silver City, NM
    Farmington, NM
    Albuquerque, NM
    Los Lunas, NM
    Farmington, NM
    Roswell, NM
    Alamogordo, NM
    Carlsbad, NM
    Ruidoso, NM
    Hobbs, NM
    Roswell, NM
    Keller, TX
    Southlake, TX
    Arlington, TX
    Grand Prairie, TX
    Bedford, TX
    Mansfield, TX
    Colleyville, TX
    Southlake, TX
    Keller, TX
    Grand Prairie, TX
    Colleyville, TX
    Arlington, TX
    North Richland Hills, TX
    Colleyville, TX
    Fort Worth, TX
    Fort Worth, TX
    Colleyville, TX
    Euless, TX
    Arlington, TX
    Arlington, TX
    Keller, TX
    Southlake, TX
    Mansfield, TX
    Grand Prairie, TX
    Clovis, NM
    Santa Fe, NM
    Albuquerque, NM
    Albuquerque, NM
    Lovington, NM
    Artesia, NM
    El Prado, NM
    Deming, NM
    Rio Rancho, NM
    Albuquerque, NM
    Silver City, NM
    Albuquerque, NM
    Las Cruces, NM
    Roswell, NM
    Las Cruces, NM
    Placitas, NM
    Alamogordo, NM
    Roswell, NM
    Clovis, NM
    Las Cruces, NM
    Farmington, NM
    Albuquerque, NM
    Albuquerque, NM
    Clovis, NM
    Hobbs, NM
    Gallup, NM
    Santa Fe, NM
    Santa Fe, NM
    Farmington, NM
    Oklahoma City, OK
    Bedford, TX
    Mansfield, TX
    Rio Rancho, NM
    Polson, MT
    Cut Bank, MT
    Great Falls, MT
    Glasgow, MT
    Havre, MT
    Kalispell, MT
    Helena, MT
    Hamilton, MT
    Missoula, MT
    Missoula, MT
    Lewistown, MT
    Great Falls, MT
    Missoula, MT
    Kalispell, MT
    Helena, MT
    Whitefish, MT
    Columbia Falls, MT
    Helena, MT
    Kalispell, MT
    Missoula, MT
    Great Falls, MT
    Missoula, MT
    Missoula, MT
    Stevensville, MT
    Kalispell, MT
    Hamilton, MT
    Missoula, MT
    Helena, MT
    Great Falls, MT
    Libby, MT
    Great Falls, MT
    Bigfork, MT
    Abilene, KS
    Mcpherson, KS
    Salina, KS
    Osage City, KS
    Hiawatha, KS
    Topeka, KS
    Holton, KS
    Marysville, KS
    Sabetha, KS
    Ottawa, KS
    Manhattan, KS
    Manhattan, KS
    Concordia, KS
    Emporia, KS
    Emporia, KS
    Wamego, KS
    Paola, KS
    Beloit, KS
    Chanute, KS
    Junction City, KS
    Iola, KS
    Lawrence, KS
    Topeka, KS
    Salina, KS
    Mcpherson, KS
    Topeka, KS
    Clay Center, KS
    Garnett, KS
    Topeka, KS
    Ottawa, KS
    Manhattan, KS
    Marion, KS
    Louisburg, KS
    Junction City, KS
    Topeka, KS
    Topeka, KS
    Salina, KS
    Chanute, KS
    Topeka, KS
    Emporia, KS
    Topeka, KS
    Manhattan, KS
    Topeka, KS
    Topeka, KS
    Oklahoma City, OK
    Bristow, OK
    Weatherford, OK
    Boulder City, NV
    Yukon, OK
    Fort Worth, TX
    Lake Havasu City, AZ
    Azle, TX
    Azle, TX
Other Businesses

1. 09/24/2015: No Business Name - Real Estate Rental - INV REL - 614 Sunset Dr. Albertville, AL 35950 - Started 09/17/2015 - owner of real property - 1% Time Spent 2. 08/02/2016: Marshall County Sheriff's Office - Reserve Deputy Sheriff - INV REL - 423 Blount Ave, Guntersville, AL 35976 - Start 08/01/2016 - Reserve Deputy Sheriff - 10 Hr/Mo; 0 Hours During Securities Trading. 3. 5/14/2018 - Marshall County, AL Probate Office - Not Investment Related - Varies by polling location-Probate Office address is 425 Gunter Ave. Guntersville, AL 35976 - Election Poll worker - Start Date 05/24/2018 - 2 Hours Per Month/0 Hours During Securities Trading - Work as assigned during Primaries and Elections. 4. 10/28/2020 - Country Cottage - Not Investment Related - 290 West Laurel St, Scottsboro, AL 35768 - Other-Business Owner - Start Date: 12/30/2020 - 16 Hours Per Month/0 Hours During Securities Trading - Picture Framing Business.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-28
S63 Uniform Securities Agent State Law Examination 1990-06-29
  • S65 Uniform Investment Adviser Law Examination
    1999-07-28
  • S63 Uniform Securities Agent State Law Examination
    1990-06-29
Other Names
  • Michael Greenspun

View on SEC IAPD

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