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Current Employers
Columbia Management Investment Advisers, Llc

290 Congress Street, Boston, MA 02210 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2015-08-25
  • MA RA
    APPROVED
    Since 2015-08-25

Branch Locations

290 Congress Street, Boston, MA 02210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Columbia Management Investment Distributors Inc Boston MA 08/2015 Present
  • 08/2015 → Present
    Columbia Management Investment Distributors Inc
    Boston, MA
Previous Registrations
Other Businesses

Name of Activity: Greater Boston Chamber of Commerce Finance Committee and Investment Sub-Committee; Date Activity Started/Modified/Ended: 3/13/2024; Type of Activity: Field is Blank!; Role/Relationship: Board Of Directors; Responsibilities: Chairman of Finance Committee and Chair of Investment Sub-Committee; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-11-02
S63 Uniform Securities Agent State Law Examination 1994-05-12
  • S65 Uniform Investment Adviser Law Examination
    1998-11-02
  • S63 Uniform Securities Agent State Law Examination
    1994-05-12
Other Names
  • Jim Bumpus

View on SEC IAPD

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