Joseph Francis Koehler

Current Employers

Employment History

• 05/2005 → Present
  Lpl Financial, Llc
  Garden City, NY
• 11/2013 → Present
  Private Advisor Group, Llc
  Morristown, NJ

Other Businesses

(1) 05/18/2005: WG FINANCIAL - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) (2) 05/18/2005: CRISONA FINANCIAL - IVN REL - NON-VARIABLE INSURANCE - SELL LIFE, FIXED ANNUITIES & LTC (3) 11/17/2008: HIGHLAND CAPITAL BROKERAGE - NON-VARIABLE INSURANCE - INV REL At Reported Business Location(s) - LIFE INSURANCE SALES. THEY PROVIDE APPLICATIONS AND FOLLOW UP ON UNDERWRITING. - 5% TIME SPENT (4) 12/23/2013: PRIVATE ADVISOR GROUP - REGISTERED INVESTMENT ADVISOR - (HYBRID) PRIVATE ADVISOR GROUP - INV REL - At Reported Business Location(s) - CHARGE WRAP FEES; PROVIDE FINANCIAL PLANS FOR A FEE - 75% TIME SPENT (5) 04/21/2015: NO BUSINESS NAME - NOTARY PUBLIC - NOT INV REL - START 05/01/2005 - 370 OLD COUNTRY ROAD, SUITE C20, GARDEN CITY, NY 11530 - Notary Public - 1 HOUR PER MONTH, 1 DURING TRADING (6) 07/22/2015: PETERSEN INTERNATIONAL UNDERWRITERS - NON-VARIABLE INSURANCE - INV REL - START 07/15/2015 - 370 OLD COUNTRY ROAD, GARDEN CITY, NY 11530 - agent - 2 HOURS PER MONTH, 2 DURING TRADING (7) 01/20/2016: LTCI PARTNERS, LLC - Non-Variable Insurance - INV REL - START 01/06/2016 - 370 OLD COUNTRY ROAD, SUITE C20, GARDEN CITY, NY 11530 - SELL LIFE, FIXED ANNUITIES AND LTC - 1 HR/MO DURING SECS TRDG HRS. (8) 06/27/2016 - WG Financial - Non-Variable Insurance - INV REL - Start 06/03/2016 - 370 Old Country Road, Suite C20, Garden City, New York 11530 - Sell life fixed annuities and long term care - 1 Hr/Mo; 1 Hours During Securities Trading (9) 04/12/2017-Private Advisor Group: DBA WG Financial-investment related-At reported business location(s)-Registered Investment Advisor DBA-start 10/20/13 - Hours per month 160/ Hours during trading 130 -I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 4/12/17. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (10) 08/19/2022 - Reewire Holdings Pte Ltd - Investment Related - Home Based - Other - technology co - Start Date - 05/02/2018 - 2 Hours Per Month/0 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-05-27
• S63 Uniform Securities Agent State Law Examination
  1994-02-17

Designations

Other Names

• Joseph F Koehler