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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-02-14 |
| NC | RA | APPROVED | 2018-01-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Citizens Investor Services | Raleigh | NC | 04/2009 | 05/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wilson | NC | 05/2017 | Present |
AVON 777 THIRD AVE NEW YORK, NY 10017 NON INVESTMENT RELATED NATURE OF BUSINESS: SELLING AVON PRODUCTS BY CATALOG. TITLE: SALES REP METHOD OF COMP: PERCENTAGE OF SALES DUTIES: SUPPLYING PROSPECTIVE CLIENTS WITH A CATALOG START DATE: ASAP 15 HRS/WEEK; ZERO DURING TRADING HOURS. I*406818, Entity Type: Entity For Profit, Name of OBA: Avon Products Inc, Address: New York, New York 10017, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 05/04/2015, No Hours: 0, No Hours during trading: 0, Duties: Selling Avon beauty products
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-06 |
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