Mindy M Zatta

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2010 → 11/2022
  Lincoln Financial Advisors
  Canonsburg, PA
• 11/2022 → 09/2023
  Sagepoint Financial, Inc.
  Canonsburg, PA
• 09/2023 → Present
  Osaic Wealth, Inc.
  Canonsburg, PA

Previous Registrations

• 2022-11-14 → 2023-09-01
  Osaic Services, Inc.
  Canonsburg, PA
  Phoenix, AZ
  Canonsburg, PA
• 2011-07-28 → 2022-11-17
  Osaic Fa, Inc.
  Canonsburg, PA

Other Businesses

1)IRONBRIDGE WEALTH COUNSEL POS: Private Wealth Advisor NATURE: LLC INVESTMENT RELATED: Yes #OF HRS: 40 SECURITIES TRADING HRS: 160 START DATE:11/14/22 ADDY: Canonsburg PA 15301DESCRIPT:Offer securities, insurance, annuity. Use IronBridge Wealth Counsel marketing name. 2)THE WASHINGTON COUNTY HOSPITAL AUTHORITY POS: Board Member NATURE: The WCHA's purposes are to acquire, hold, construct, improve, maintain, finance, own, operate, lease, as lessor or lessee, hospitals, health centers & related facilities, including BLDS & equipt. INVESTMENT RELATED: No # OF HRS: 1 SECURITIES TRADING HRS: 0 START DATE: 12/1/06 ADDRESS: Washington PA 15301 DESCRIPTION: meetings and vote on items. 3)THE WASHINGTON HEALTH SYSTEMS FOUNDATION POSI: Board member/Vice Chairperson NATURE: mission to generate present&future charitable resources to support WHS providing high quality health care services INVESTMENT RELATED: No # OF HRS: 4 SECURITIES TRADING HRS: 1 START DATE: 9/20/18 ADDY: PA 15301 DESCRIPT: support mission by serving as a spokesperson for the foundation when appropriate to generate interest and enthusiasm for the WHS among community leaders and members by bringing them up to date on the WHS and Foundation's programs and services. Participate programs which increase community awareness of the programs. Actively assist in the identification of key volunteers for the community programs and fund-raising activities. Periodically review the Foundation's missions and goals.Review and evaluate achievement of annual goals/strategies as well as approve gift and operational policies&donor recognition programs. Make appropriate personal gifts. recently appointed the VC of the Board and am also the Invesment Committee Chair. The Foundation has a robust guiding Investment Policy Statement that has been in place prior to me the Investment Committee Chair position. The responsibilities of the committee are to review and update the investment policy when necessary, monitor and select investment managers (already in existence) and report to Board. 4)WASHINGTON AREA HUMANE SOCIETY POS: Board member NATURE: WAHS a non-profit provides shelter, safety, food for orphaned/abused animals of WA County, PA goal of placing them in loving homes. The org provides public ed. about the humane care & treatment of animals, affordable veterinary outpatient svcs including spading/neutering/investigate & resolve abuse cases in the best interests of the animal/community. INVESTMENT RELATED: No# OF HRS: 3 SECURITIES TRADING HRS:1 START DATE: 2/12/20 ADDRESS: Eighty Four PA 15330 DESCRIPTION: Mission of WAHS by serving as a spokesperson when appropriate to generate interest & enthusiasm for services in the community. Participate in WAHS programs to increase community awareness of the mission /services. 5)WAYNESBURG UNIVERSITY BUSINESS ADVISORY BOARD POS: Board member NATURE: Business Administration has formed the Advisory Board to review/further develop the goals, objectives/curriculum of the University's undergraduate business program. INVESTMENT RELATED: No# OF HRS:1 SECURITIES TRADING HRS:1 START DATE: 10/22/18 ADDRESS: 51 West College St, Waynesburg PA 15370 DESCRIPT: Support Board's mission & provide the Uni with feedback regarding current needs of employers/the job market based on experience. Board members will have the opportunity to interact with current students/alumni/business faculty members. 6)WAYNESBURG UNIVERSITY POS: Board Member NATURE: is an edu institution that offers 70 undergraduate major concentration/several graduate/professional programs, online & in-person, Pathways Center provides comprehensive student support svcs to help students succeed/grow in their vocation/calling. INVESTMENT RELATED: No # OF HRS: 2 SECURITIES TRADING HRS: 1 START DATE: 7/1/23ADDRESS: Waynesburg PA 15370 DESCRIPTION: Is the governing body of the uni has the authority, consistent w/the Charter of the Uni, determines policy respecting all aspects of the institution.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-10-25
• S63 Uniform Securities Agent State Law Examination
  2001-08-09

Designations

• Certified Financial Planner

Other Names

• Mindy Marie Zatta
• Mindy Zatta Lacock
• Mindy Zatta Zatta