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Michael Thomas Mais

Global Portfolio Services LLC

Grand Rapids, MI

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Current Employers
Global Portfolio Services Llc

Grand Rapids, MI • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APP_PEND_IARCE 2026-01-01
  • MI RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

Grand Rapids, MI • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Regal Investment Advisors Llc Kentwood MI 09/2011 Present
Self Employed Grand Rapids MI 01/2011 Present
American Portfolios Financial Services Inc. Holbrook NY 05/2012 Present
  • 09/2011 → Present
    Kentwood, MI
  • 01/2011 → Present
    Self Employed
    Grand Rapids, MI
  • 05/2012 → Present
    American Portfolios Financial Services Inc.
    Holbrook, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-25
S63 Uniform Securities Agent State Law Examination 1991-01-31
  • S66 Uniform Combined State Law Examination
    2005-07-25
  • S63 Uniform Securities Agent State Law Examination
    1991-01-31
Other Names
  • Mike Mais
  • Michael Thomas Mais

View on SEC IAPD

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