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Grand Rapids, MI • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regal Investment Advisors Llc | Kentwood | MI | 09/2011 | Present |
| Self Employed | Grand Rapids | MI | 01/2011 | Present |
| American Portfolios Financial Services Inc. | Holbrook | NY | 05/2012 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-07-25 |
| S63 | Uniform Securities Agent State Law Examination | 1991-01-31 |
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