Timothy Blane Sease

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1999 → 08/2017
  First Southeast Investor Services, Inc.
  Charleston, SC
• 05/2014 → Present
  Lpl Financial, Llc
  Charleston, SC
• 05/2014 → Present
  South State Bank
  Charleston, SC

Previous Registrations

• 2011-09-14 → 2014-05-16
  Sorrento Pacific Financial, Llc
  Charleston, SC
  San Diego, CA
• 2007-01-09 → 2011-08-16
  Uvest Financial Services Group, Inc.
  Charleston, SC
  Charlotte, NC

Other Businesses

1. 5/27/2014: SOUTH STATE INVESTMENT SERVICES - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - START 06/30/2014 - 160 Hours Per Month/130 Hours During Securities Trading. 2. 2/10/2017: South State Bank - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Executive Officer/Director of Investment Services - Started 07/01/2014 - 20 Hours Per Month During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-06
• S63 Uniform Securities Agent State Law Examination
  1993-07-13

Designations

• Certified Financial Planner

Other Names

• Tim Blane Sease