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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2011-10-21 |
Branch Locations
9998 Crosspoint Blvd, Ste 400, Indianapolis, IN 46256 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life | Milwaukee | WI | 03/1988 | Present |
| Northwestern Mutual Investment Services, Llc | Indianapolis | IN | 01/1989 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2) 100% OWNER OF RESIDENTIAL RENTAL PROPERTY, 6855 ODESSA WAY, MCCORDSVILLE, INVESTMENT RELATED, 0-5 HRS PER MONTH, STARTED 7/13/15. 3) 100% OWNER, LAUGHLIN INSURANCE, LLC, MD/DD DISTRICT AGENT LEGAL ENTITY, START DATE: 9/27/2016, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 41-79, MANAGING DIRECTOR, INVESTMENT RELATED, LEGAL ENTITY FOR MANAGEMENT OF DISTRICT OFFICE. 4) 100% OWNER, LAUGHLIN SERVICES, LLC, LEGAL ENTITY, START DATE: 05/24/2022, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES. 5) CROSSWOOD ENTERPRISES, LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 9/1/2024, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+,, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1989-05-08 |
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