Sandeep Varma

Current Employers

Employment History

• 07/1998 → Present
  Ats Wealth Management
  San Diego, CA
• 06/2003 → Present
  Ats Advanced Trustee Strategies Inc.
  San Diego, CA
• 05/2026 → Present
  Simplicity Wealth
  Summit, NJ
• 10/2015 → 04/2022
  Fsc Securities Corp
  Atlanta, GA
• 05/2022 → 09/2025
  Avantax Investment Services, Inc.
  San Diego, CA
• 05/2022 → 09/2025
  Avantax Advisory Services
  San Diego, CA
• 05/2022 → 09/2025
  Avantax Insurance Agency Llc
  San Diego, CA
• 03/2000 → Present
  Sandeep Varma (Public Speaking)
  San Diego, CA
• 01/2000 → Present
  Varma Insurance Marketing Strategies
  San Diego, CA
• 03/2001 → Present
  Advanced Marketing Strategies, Inc.
  San Diego, CA
• 05/2022 → Present
  Ats Advanced Tax Strategies
  San Diego, CA
• 09/2025 → 01/2026
  Cetera Wealth Services, Llc
  San Diego, CA
• 09/2025 → 01/2026
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2026 → Present
  The Leaders Group Inc, Dba: Simplicity Investments
  Summit, NJ

Previous Registrations

• 2025-09-05 → 2026-01-21
  Cetera Investment Advisers Llc
  San Diego, CA
• 2022-05-05 → 2025-09-05
  Avantax Advisory Services
  San Diego, CA
• 2015-10-20 → 2022-05-06
  Fsc Securities Corporation
  San Diego, CA
  San Diego, CA
  Atlanta, GA
  Palo Alto, CA
  Atlanta, GA
  San Diego, CA
• 1997-12-31 → 2015-11-17
  Lpl Financial Llc
  Newport Beach, CA
  Menlo Park, CA
  San Diego, CA
  Menlo Park, CA
  Newport Beach, CA
  Menlo Park, CA
  San Diego, CA

Other Businesses

Sandeep Varma; investment related; 5435 Oberlin Drive, Ste. 200, San Diego CA 92121; registered insurance agent; 1/1/1995; approximate number of hours/month you devote to the other business 1; number of hours you devote to the other business during securities trading hours 1; Insurance Sales. ATS Wealth Management; investment related; 5435 Oberlin Drive, Ste. 200, San Diego CA 92121; registered insurance agent; 07/1998; approximate number of hours/month you devote to the other business 1; number of hours you devote to the other business during securities trading hours 1; Insurance Sales. TiE San Diego; no investment related; 3964 Rivermark Plaza #113, Santa Clara, CA 95054; Nonprofit entrepreneurship networking and mentoring organization; Charter Member; 1/1/2017; approximate number of hours/month you devote to the other business 4; number of hours you devote to the other business during securities trading hours 0; Sandeep Varma supports the development of entrepreneurship by providing mentoring, facilitating networking opportunities, and promoting educational initiatives. TEA The Entrepreneur Academy; not investment related; 5435 Oberlin Dr., Ste. 100, San Diego CA 92121; 1/1/2020; Board Member and Mentor; approximate number of hours/month you devote to the other business 10; number of hours you devote to the other business during securities trading hours 0; Provides education, mentorship, and resources to support early-stage entrepreneurs in developing and advancing their business ideas. Advanced Trustee Strategies aka Simplicity Investments; investment related; 5435 Oberlin Drive Suite 200, San Diego CA 92121; Wealth Strategist; 5/19/2003; DBA for Broker Dealer Business; approximate number of hours/month you devote to the other business 80; number of hours you devote to the other business during securities trading hours 80; Estate Planning for clients. Sandeep Varma Wealth Strategies, LLC dba ATS Wealth Management; investment related; 5435 Oberlin Drive Suite 200, San Diego CA 92121; Investment Advisor Representative; 11/17/2008; approximate number of hours/month you devote to the other business 80; number of hours you devote to the other business during securities trading hours 80; Investment Advisory. Sandeep Varma; not investment related; 5435 Oberlin Drive, Ste. 200, San Diego CA 92121; 1/1/2000; Public Speaker; approximate number of hours/month you devote to the other business 1; number of hours you devote to the other business during securities trading hours 0; Public Speaker. Varma Insurance Marketing Strategies; investment related; 5435 Oberlin Drive, Ste. 200, San Diego CA 92121; Owner; approximate number of hours/month you devote to the other business 1; number of hours you devote to the other business during securities trading hours 0; processing agency contracts. Advanced Marketing Strategies; not investment related; 5435 Oberlin Drive, Ste. 200, San Diego CA 92121; 03/2021; Owner; approximate number of hours/month you devote to the other business after trading hours 10; Used for marketing and publishing activities.

Exams

• S63 Uniform Securities Agent State Law Examination
  1991-08-22