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Kin Wing Lau

Morgan Stanley

Menlo Park, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2021-06-30
CA RA APPROVED 2020-01-16
  • WA RA
    APPROVED
    Since 2021-06-30
  • CA RA
    APPROVED
    Since 2020-01-16

Branch Locations

2775 Sand Hill Road Suite 120, Menlo Park, CA 94025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Btl Asset Management Hong Kong 06/2016 12/2018
Prestige Asset Management Limited Hong Kong 01/2019 02/2020
Morgan Stanley Smith Barney Llc Menlo Park CA 12/2019 03/2020
Morgan Stanley Smith Barney Llc Menlo Park CA 03/2020 Present
Morgan Stanley Private Bank, N.A New York NY 04/2020 Present
  • 06/2016 → 12/2018
    Btl Asset Management
    Hong Kong
  • 01/2019 → 02/2020
    Prestige Asset Management Limited
    Hong Kong
  • 12/2019 → 03/2020
    Morgan Stanley Smith Barney Llc
    Menlo Park, CA
  • 03/2020 → Present
    Morgan Stanley Smith Barney Llc
    Menlo Park, CA
  • 04/2020 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-13
S63 Uniform Securities Agent State Law Examination 1998-03-21
  • S66 Uniform Combined State Law Examination
    2020-01-13
  • S63 Uniform Securities Agent State Law Examination
    1998-03-21
Other Names
  • Ken Lau

View on SEC IAPD

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Other Offices

SILVER LAKE TECHNOLOGY MANAGEMENT, LLC · MENLO PARK, CA
TRIPLEPOINT ADVISERS LLC · MENLO PARK, CA
MENLO EQUITIES · MENLO PARK, CA
MAKENA CAPITAL MANAGEMENT, LLC · MENLO PARK, CA
MORGAN STANLEY · Menlo Park, CA
MORGAN STANLEY · Menlo Park, CA
MORGAN STANLEY · Menlo Park, CA
BYERS CAPITAL INVESTMENT ADVISORY, LLC · MENLO PARK, CA

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