Kurt August Lalomia

Current Employers

Turning Point Financial

153 W Patrick Street, Frederick, MD 21701 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2023-11-03

MD RA
APPROVED

Since 2023-11-03

Branch Locations

153 W Patrick Street, Frederick, MD 21701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Janney Montgomery Scott	Baltimore	MD	05/2016	07/2018
Cambridge Investment Research	Fairfield	IA	08/2018	07/2019
Turning Point Financial	Frederick	MD	07/2019	Present

05/2016 → 07/2018

Janney Montgomery Scott

Baltimore, MD
08/2018 → 07/2019

Cambridge Investment Research

Fairfield, IA
07/2019 → Present

Turning Point Financial

Frederick, MD

Previous Registrations

2018-08-14 → 2019-07-23

Cambridge Investment Research Advisors, Inc.

Frederick, MD
2016-05-18 → 2018-07-19

Janney Montgomery Scott Llc

Lutherville (Greenspring), MD
2014-05-12 → 2016-03-16

Stifel, Nicolaus & Company, Incorporated

Atlanta, GA

San Francisco, CA

St. Louis, MO

Baltimore, MD

Other Businesses

1) INDEPENDENT INSURANCE AGENT; FREDERICK, MD; 8/2018; AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES; 5/WK - 5/TRADING; INVESTMENT RELATED.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-05-08
S63	Uniform Securities Agent State Law Examination	1995-04-04

S66 Uniform Combined State Law Examination

2014-05-08
S63 Uniform Securities Agent State Law Examination

1995-04-04

Designations

Other Names

Kurt A Lalomia

View on SEC IAPD