Daniel Gaines

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → 01/2017
  Harbor Community Bank
  Fort Pierce, FL
• 07/2015 → 01/2017
  Securities America Inc
  Fort Pierce, FL
• 07/2015 → 01/2017
  Securities America Advisors
  Fort Pierce, FL
• 07/2017 → 05/2020
  Wells Fargo Clearing Services, Llc.
  Jensen Beach, FL
• 07/2017 → 05/2020
  Wells Fargo Bank Na
  Jensen Beach, FL
• 01/2017 → 07/2017
  Unemployed
  Port St. Lucie, FL
• 05/2020 → 08/2022
  Lpl Financial Llc
  Boynton Beach, FL
• 05/2020 → 08/2022
  New York Community Bank
  Boynton Beach, FL
• 08/2022 → Present
  Royal Alliance Associates, Inc.
  Boca Raton, FL

Previous Registrations

• 2020-05-28 → 2022-08-11
  Lpl Financial Llc
  Boynton Beach, FL
  Palm Beach Gardens, FL
  Port St Lucie, FL
  Lake Worth, FL
  Boca Raton, FL
  Lake Worth, FL
• 2017-08-11 → 2020-07-16
  Wells Fargo Clearing Services, Llc
  Palm Beach, FL
  Vero Beach, FL
  Jensen Beach, FL
  Boca Raton, FL
• 2015-08-14 → 2017-02-06
  Securities America Advisors, Inc.
  Port St. Lucie, FL
• 2015-05-11 → 2015-08-04
  Fintegra, Llc
  Fort Pierce, FL
  Minneapolis, MN
  Vero Beach, FL
  Fort Pierce, FL
  Jupiter, FL
  Vero Beach, FL
  Palm City, FL
  Port St. Lucie, FL
  Stuart, FL
  Port St. Lucie, FL
  Fort Pierce, FL
  Indiantown, FL
• 2014-07-23 → 2015-04-10
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Port St Lucie, FL
  Jacksonville, FL
  Port Saint Lucie, FL
  Port Saint Lucie, FL
  Port Saint Lucie, FL
  Palm Beach Gardens, FL
• 2012-10-15 → 2014-07-10
  Invest Financial Corporation
  Stuart, FL
  Jensen Beach, FL
  Stuart, FL
  Jensen Beach, FL
• 2011-09-07 → 2012-08-13
  Pnc Wealth Management Llc
  Port St. Lucie, FL
  Port St. Lucie, FL
  Port St. Lucie, FL
  Port St. Lucie, FL
  Palm City, FL
• 2011-05-31 → 2011-08-19
  Wells Fargo Clearing Services, Llc
  Stuart, FL
  Boca Raton, FL
• 1999-08-19 → 2011-06-09
  Truist Investment Services, Inc.
  Vero Beach, FL
  Port St. Lucie, FL
  Fort Pierce, FL
  Fort Pierce, FL
  Port St Lucie, FL
  Port St Lucie, FL
  Port Saint Lucie, FL
  Stuart, FL
  Stuart, FL
  Port Saint Lucie, FL
  Port Saint Lucie, FL
  Vero Beach, FL
  Port St Lucie, FL
  Port St Lucie, FL
  Fort Pierce, FL
  Vero Beach, FL
  Vero Beach, FL
  Vero Beach, FL
  Sebastian, FL
  Vero Beach, FL
  Sebastian, FL

Other Businesses

1) FREEDOM FINANCIAL GROUP, LLC POSITION: Investment Advisor Representative conducting securities and advisory business under this business name NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/23/2022 ADDRESS: 771 NW St Lucie West Blvd, Port St Lucie FL 34986, United States DESCRIPTION: Sales and marketing 2) FREEDOM FINANCIAL GROUP, LLC POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 08/23/2022 ADDRESS: 771 NW St Lucie West Blvd, Port St Lucie FL 34986, United States DESCRIPTION: Insurance Broker 3) ELIZABETH STEELE TRUST AND THE ELIZABETH HASKELL IRREVOCABLE TRUST POSITION: Trustee NATURE: Trust INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2009 ADDRESS: 10320 SW Stephanie Way, Unit 201, Port St Lucie FL 34987, United States DESCRIPTION: Trustee for my mother's trust. My sister is Co-Trustee. We oversee her personal finances. 4) GAINES CAPITAL MANAGEMENT LLC POSITION: Authorized Member NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 10320 SW Stephanie Way, Unit 201, Port St Lucie FL 34987, United States DESCRIPTION: Silent LLC created for tax purposes. No sales, no branding

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-07-26
• S63 Uniform Securities Agent State Law Examination
  1999-11-10

Other Names

• Daniel Reed Gaines
• Dan Gaines
• Dan Reed Gaines
• Daniel R Gaines
• Daniel Gaines