James Lawrence Brejcha

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → 08/2020
  Cetera Advisors Llc
  Denver, CO
• 12/2015 → Present
  Utica Benefits Resource Group, Llc.
  Tulsa, OK
• 08/2020 → Present
  Cambridge Investment Research,Inc
  Fairfield, IA
• 08/2020 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2015-04-06 → 2020-08-18
  Cetera Advisors Llc
  Tulsa, OK
• 2012-04-17 → 2015-05-01
  Momentum Independent Network Inc.
  Tulsa, OK
  Dallas, TX
• 2001-12-06 → 2012-04-17
  Securian Financial Services, Inc.
  Tulsa, OK
  Tulsa, OK

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING, 08/19/20 2) JIM BREJCJHA- 2100 SOUTH UTICA, STE 300, TULSA OK,INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 08/14/20, NIR, 1/YR- 0/TRADING 3) UTICA CAPITAL, 2100 SOUTH UTICA, STE 300, TULSA, OK, DBA, ADVISOR, 08/14/20, INV REL, 40/WK- 40/TRADING

Exams

• S63 Uniform Securities Agent State Law Examination
  1989-04-03

Other Names

• James Lawrence Brejcha
• Jim L Brejcha