Timothy Nolan Bearden

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2004 → 01/2017
  Lpl Financial Llc
  Bingham Farms, MI
• 10/2014 → 06/2024
  Cwm Llc
  Bingham Farms, MI
• 01/2017 → 06/2024
  Cetera Advisor Networks Llc
  El Segundo, CA
• 06/2004 → Present
  Stonebridge Financial Partners, Llc
  Bingham Farms, MI
• 01/2015 → Present
  Plus Financial
  Bingham Farms, MI
• 06/2023 → 06/2024
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 06/2024 → Present
  Lpl Financial Llc
  Troy, MI

Previous Registrations

• 2023-06-29 → 2024-06-10
  Cetera Investment Advisers Llc
  Auburn Hills, MI
  Bingham Farms, MI
• 2014-10-31 → 2024-06-06
  Cwm, Llc
  Bingham Farms, MI
  Auburn Hills, MI
  Omaha, NE
  Troy, MI
  Grand Rapids, MI
• 2018-04-09 → 2023-06-29
  Cetera Wealth Services, Llc
  Troy, MI
  Auburn Hills, MI
• 2006-01-18 → 2016-01-27
  Lpl Financial Llc
  Bingham Farms, MI

Other Businesses

1. 05/29/2024 - Stonebridge Farms and Retreat - Non-Inv Related - Metamora, MI - Farm - Other - Started: 12/24/2014 - 15 Hrs/Mo; 2 Hrs During Trading. 2. 05/29/2024 - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Started: 6/5/2024 - 15% of Time Spent. 3. 05/29/2024 - Stonebridge Financial Partners LLC - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 6/5/2024 - 160 Hrs/Mo; 8 Hrs During Trading. 4. 05/29/2024 - Stonebridge Farms - Inv Related - Metamora, MI - Real Estate Rental - Started: 9/1/2023 - 1 Hr/Mo During Trading. 5. 06/12/2024 - NewEdge Advisors - Registered Investment Advisor Hybrid - Advisor - Investment Related - At Reported Business Location(s) - Start Date 06/05/2024 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through NewEdge Advisors, an independent investment advisor firm. I started this business activity in 6/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S63 Uniform Securities Agent State Law Examination
  1989-09-14

Designations

• Certified Financial Planner
• Chartered Financial Consultant