Best Investors
Account
Sign in
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-05-07 |
Branch Locations
2649 South Road Suite 102, Poughkeepsie, NY 12601 • United States
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Poughkeepsie | NY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Poughkeepsie | NY | 11/2016 | 07/2022 |
| Wells Fargo Advisors Financial Network, Llc | Poughkeepsie | NY | 07/2022 | 04/2026 |
| Arax Advisory Partners, Llc | Poughkeepsie | NY | 04/2026 | Present |
Member of the Oak Group Wealth Management, investment related, manages FINET practice, started 03/2022, 10 hours per month, no hours during securities trading hours. Keep Hooping LLC, investment related, Poughkeepsie, NY, 50% owner, start date 01/01/2015 1 hour per month, no hours during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-07 |
Reach out to this advisor