Margaret Ann Smith

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2008 → Present
  Stifel Nicolaus & Co Inc
  St. Peters, MO

Other Businesses

NOTARY PUBLIC; NOTORIZE DOCUMENTS; 10 HOURS PER YEAR; DURING SECURITIES TRADING HOURS; NOT INVESTMENT RELATED

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-08-27
• S63 Uniform Securities Agent State Law Examination
  1997-04-04

Other Names

• Margaret A Utz
• Maggie Ann Utz