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1712 Main Street Suite 400, Kansas City, MO 64108 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2024-03-27 |
Branch Locations
11911 Freedom Drive Suite 580, Reston, VA 20190 • United States
1712 Main Street Suite 400, Kansas City, MO 64108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Autumn Wind Asset Management Inc. | Great Falls | VA | 04/2000 | Present |
| Modern Wealth Management, Llc | Lenexa | KS | 03/2024 | Present |
President & Majority shareholder of Autumn Wind Asset Management, the General Partner to the Autumn Wind Global Multi-Strategies Fund; Great Falls, VA; investment related; hrs per month varies. Board of directors for Memory Care Communities of Illinois (MCCI). Falkenberry does not receive any compensation from being on the board of MCCI but utilizes this position to properly prepare the investment's valuation; hrs per month varies. Not investment related.
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