Timothy Russell Alford

Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 09/2016
  James Alpha Advisors
  New York, NY
• 10/2016 → 02/2025
  Self-Employed
  Moraga, CA
• 05/2023 → 01/2024
  Consilium Wealth Management
  Danville, CA
• 02/2025 → Present
  Money Concepts Advisory Services
  Palm Beach Gardens, FL

Previous Registrations

• 2017-07-27 → 2024-01-09
  Reset Investment Management
  Moraga, CA
• 2011-07-27 → 2011-12-16
  Cetera Wealth Services, Llc
  Walnut Creek, CA

Other Businesses

1. NorthPoint Tax, Wealth and Business Advisory, LLP. Non-Investment-related. Salary. Employee. 200 hours per month. 160 hours during securities trading hours. 2. Wheelhouse LLC, since 5/2/2025, 76 Moraga Way, Orinda, CA 94563, Owner, Non-investment related, 1-10% time spent on activity during non-securities hrs.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-02-22
• S66 Uniform Combined State Law Examination
  2011-03-18

Designations

• Certified Financial Planner