Best Investors
Account
Sign in
Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-03-14 |
| IL | RA | APPROVED | 2009-05-15 |
Branch Locations
70 West Madison Street Suite 2500, Chicago, IL 60602 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Chicago | IL | 05/2009 | Present |
1. Chiesa Nuova; 110 W Madison, Chicago, IL 60602; Religious organization; Treasurer; Overlook the organization's finances; 05/05/2012; 1 Hour per Year; Not during securities trading hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 1989-04-11 |
Reach out to this advisor