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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-05-19
  • OH RA
    APPROVED
    Since 2026-05-19

Branch Locations

110 Riverbend Ave, Lewis Center, OH 43035 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Osaic Institutions, Inc. Meriden CT 05/2026 Present
First Commonwealth Bank Lewis Center OH 04/2026 Present
Alt Fund Distributors, Llc Lemont IL 01/2016 06/2017
Catalyst Capital Advisors Llc Huntington NY 04/2016 06/2017
Axa Advisors, Llc New York NY 12/2019 06/2020
Unemployed Delaware OH 06/2017 12/2019
Equitable Advisors, Llc New York NY 12/2019 04/2021
Cuso Financial Services, Lp San Diego CA 04/2021 05/2025
Wright-Patt Credit Union San Diego CA 04/2021 04/2025
Lpl Financial Llc Columbus OH 05/2025 04/2026
  • 05/2026 → Present
    Meriden, CT
  • 04/2026 → Present
    First Commonwealth Bank
    Lewis Center, OH
  • 01/2016 → 06/2017
    Alt Fund Distributors, Llc
    Lemont, IL
  • 04/2016 → 06/2017
    Huntington, NY
  • 12/2019 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 06/2017 → 12/2019
    Unemployed
    Delaware, OH
  • 12/2019 → 04/2021
    New York, NY
  • 04/2021 → 05/2025
    Cuso Financial Services, Lp
    San Diego, CA
  • 04/2021 → 04/2025
    Wright-Patt Credit Union
    San Diego, CA
  • 05/2025 → 04/2026
    Columbus, OH
Previous Registrations
  • 2025-05-15 → 2026-05-19
    Canal Winchester, OH
    Upper Arlington, OH
    Columbus, OH
    Reynoldsburg, OH
    Columbus, OH
    Columbus, OH
    Gahanna, OH
  • 2021-04-13 → 2025-05-15
    Cuso Financial Services, L.P.
    Columbus, OH
    Columbus, OH
    Gahanna, OH
    Reynoldsburg, OH
    Columbus, OH
    Upper Arlington, OH
    Columbus, OH
  • 2020-01-17 → 2021-03-16
    Columbus, OH
  • 2016-04-21 → 2019-12-19
    Delaware, OH
    San Juan, PR
  • 2006-03-21 → 2015-04-30
    Columbus, OH
    Columbus, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-20
S63 Uniform Securities Agent State Law Examination 2000-02-28
  • S66 Uniform Combined State Law Examination
    2005-01-20
  • S63 Uniform Securities Agent State Law Examination
    2000-02-28

View on SEC IAPD

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