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538 Preston Avenue, Meriden, CT 06450-4858 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-05-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic Institutions, Inc. | Meriden | CT | 05/2026 | Present |
| First Commonwealth Bank | Lewis Center | OH | 04/2026 | Present |
| Alt Fund Distributors, Llc | Lemont | IL | 01/2016 | 06/2017 |
| Catalyst Capital Advisors Llc | Huntington | NY | 04/2016 | 06/2017 |
| Axa Advisors, Llc | New York | NY | 12/2019 | 06/2020 |
| Unemployed | Delaware | OH | 06/2017 | 12/2019 |
| Equitable Advisors, Llc | New York | NY | 12/2019 | 04/2021 |
| Cuso Financial Services, Lp | San Diego | CA | 04/2021 | 05/2025 |
| Wright-Patt Credit Union | San Diego | CA | 04/2021 | 04/2025 |
| Lpl Financial Llc | Columbus | OH | 05/2025 | 04/2026 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-01-20 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-28 |
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