David Phillip Stone

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 09/2024
  Beacon Financial Advisory Llc
  Dublin, OH
• 06/2016 → Present
  Tartan Wealth Management Llc
  Dublin, OH
• 09/2024 → Present
  Commonwealth Financial Network
  Waltham, MA

Previous Registrations

• 2016-07-08 → 2024-09-11
  Beacon Financial Advisory Llc
  Dublin, OH
• 2016-06-22 → 2024-09-10
  Lincoln Investment
  Dublin, OH
  Dublin, OH
  Cleveland, OH
  Twinsburg, OH
• 2015-11-20 → 2016-06-03
  Osaic Services, Inc.
  Dublin, OH
  Dublin, OH
• 2003-01-09 → 2004-06-02
  Curian Capital, Llc
  Denver, CO

Other Businesses

1. Fixed insurance sales; as of 8/01/2024; 1% of time spent during business hours; Conducted at branch location; Investment related. 2. Tax Preparation, Tartan Tax; as of 8/01/2024; 5% of time spent during business hours; Conducted at branch; Not investment related. 3. Co-owner, Tartan Tax CPA's, LLC; tax preparation services; as of 01/09/2018; 5% of time spent during business hours; Conducted at branch location; Not investment related. 4. Owner, Stonz5 Enterprises, LLC; a private entity established to facilitate securities, advisory, and insurance business; Located in Dublin, OH 43017; as of 12/17/2024; 0% time spent during business hours; Conducted at branch; Investment related. 5. Co-owner, 2 Stoneys, LLC; entity for acquiring accounting practices; Located in Dublin, OH; as of 07/01/2025; 10% of time spent during business hours; Not Conducted at branch location; Not Investment related. 6. Co-owner, PTG Tax & Accounting Holdings LLC; providing tax preparation and accounting services, Located at 305 S Lucas St Piketon, Ohio 45661, as of 07/31/2025; 10% of time spent during business hours; Not conducted at branch; Not investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-10-01
• S66 Uniform Combined State Law Examination
  2002-02-22
• S63 Uniform Securities Agent State Law Examination
  1989-05-04

Designations

• Certified Financial Planner