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Michael Glenn Charles Rowedder

Raymond James & Associates, Inc.

Clive, IA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2020-09-16
  • IA RA
    APPROVED
    Since 2020-09-16

Branch Locations

13137 University Ave, Clive, IA 50325 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Des Moines IA 03/2008 09/2020
Raymond James & Associates, Inc. Des Moines IA 09/2020 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-08-26
S63 Uniform Securities Agent State Law Examination 1989-05-22
  • S65 Uniform Investment Adviser Law Examination
    2016-08-26
  • S63 Uniform Securities Agent State Law Examination
    1989-05-22
Other Names
  • Michael G. Rowedder

View on SEC IAPD

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