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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2026-03-23
TX RA APPROVED 2026-03-23
  • IA RA
    APPROVED
    Since 2026-03-23
  • TX RA
    APPROVED
    Since 2026-03-23

Branch Locations

5745 Raccoon River Dr Suite 100, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rk Wealth Management, Llc W Des Moines IA 01/2013 03/2026
Midwest Financial Solutions, Llc W Des Moines IA 02/2017 03/2026
Ameritas Advisory Services, Llc Lincoln NE 11/2021 03/2026
Wells Fargo Advisors Financial Network, Llc W Des Moines IA 03/2026 Present
Ameritas Investment Company Lincoln NE 06/2001 03/2026
Previous Registrations
  • 2021-11-01 → 2026-03-31
    W Des Moines, IA
  • 2009-03-09 → 2021-11-01
    Ameritas Investment Company, Llc
    W Des Moines, IA
    W Des Moines, IA
    W Des Moines, IA
    Altoona, IA
    Iowa City, IA
Other Businesses

RK WEALTH MANAGEMENT, LLC; SAME AS BRANCH; INV REL; WEALTH MANAGEMENT; PARTNER; START DATE=01/2013; HRS/MO=160; TRADING HRS/MO=100; WEALTH MANAGEMENT AND PLANNING * Midwest Financial Solutions, LLC; same as branch; inv rel; wealth management; Agent; start date=02/2017; hrs/mo=5; trading hrs/mo=2; wealth management* Norwich Housing Corporation; Non/Inv Rel; 865 W Carmel Dr Carmel IN 46032; Private not for profit lender that provides housing loans to alumni led house corporations which are associated with chapters of the Thea Chi Fraternity; Director; Start Date=9/1/2020; Hrs/Mo= 8; Trading Hrs/Mo=4; Manage and supervise the affairs of the corporation. Set the budget fees for loans and review loans. NORWICH HOUSING CORPORATION; INV RELATED;CARMEL,IN; BOARD OF DIRECTORS; START DATE: 09/01/2020; 8 HRS PER MONTH; 8 HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-02-26
S63 Uniform Securities Agent State Law Examination 1994-04-26
  • S65 Uniform Investment Adviser Law Examination
    2009-02-26
  • S63 Uniform Securities Agent State Law Examination
    1994-04-26
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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