Best Investors
Account
Sign in
Best Investors
Account
Sign in
601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-07-31 |
Branch Locations
601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States
Pensacola, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bmo Harris Bank | Chicago | IL | 07/2015 | 01/2017 |
| Bmo Harris Financial Advisors, Inc. | Chicago | IL | 01/2017 | 03/2019 |
| E*Trade Securities Llc | Chicago | IL | 04/2019 | 11/2019 |
| E*Trade Capital Management Llc | Chicago | IL | 04/2019 | 11/2019 |
| Ally Invest Securities | Charlotte | NC | 06/2021 | Present |
| Unemployed | Chicago | IL | 12/2019 | 05/2021 |
| Ally Invest Advisors | Charlotte | NC | 06/2021 | Present |
Ally Invest Advisors. Investment related. 601 S Tryon Street Charlotte NC 28202. Associate Specialist - Invest Services. Dually licensed. 06/14/2021. 40+ hrs/month. Support both Ally Invest Securities and Ally Invest Advisors in a dually licensed capacity. Responsibilities include servicing Ally Invest customers who may hold self-directed or advisory accounts.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-02-02 |
Reach out to this advisor