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Hsbc Securities (Usa) Inc. CRD 19585
$3.84B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-06 |
| IA | RA | APPROVED | 2018-10-03 |
| MN | RA | APPROVED | 2018-09-24 |
| NJ | RA | APPROVED | 2018-04-16 |
| DC | RA | APPROVED | 2017-11-20 |
| ME | RA | APPROVED | 2013-02-07 |
| GA | RA | APPROVED | 2011-09-07 |
| OK | RA | APPROVED | 2011-06-23 |
| ND | RA | APPROVED | 2011-06-06 |
| KS | RA | APPROVED | 2011-06-02 |
| AK | RA | APPROVED | 2011-05-31 |
| DE | RA | APPROVED | 2011-05-31 |
| MO | RA | APPROVED | 2011-05-31 |
| MT | RA | APPROVED | 2011-05-31 |
| LA | RA | APPROVED | 2011-05-27 |
| NE | RA | APPROVED | 2011-01-28 |
| VI | RA | APPROVED | 2010-12-20 |
| MD | RA | APPROVED | 2010-09-07 |
| NM | RA | APPROVED | 2010-08-17 |
| AL | RA | APPROVED | 2010-06-28 |
| IN | RA | APPROVED | 2010-06-01 |
| UT | RA | APPROVED | 2010-02-24 |
| OH | RA | APPROVED | 2009-06-30 |
| NC | RA | APPROVED | 2009-06-24 |
| TX | RA | APPROVED_RES | 2009-06-19 |
| NV | RA | APPROVED | 2009-06-17 |
| PA | RA | APPROVED | 2009-06-12 |
Branch Locations
239 Van Rensselaer Street Floor 2, Buffalo, NY 14210 • United States
8100 Transit Road Suite 500, Amherst, NY 14221 • United States
Williamsville, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Securities (Usa) Inc. | Buffalo | NY | 04/2013 | Present |
| Hsbc Bank Usa, N.A. | Buffalo | NY | 08/2016 | Present |
Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA)Inc.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-04-19 |
| S63 | Uniform Securities Agent State Law Examination | 1989-02-15 |
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