Brian Lewis Hill

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2018-12-19
TX	RA	APPROVED	2018-12-19

NC RA
APPROVED

Since 2018-12-19
TX RA
APPROVED

Since 2018-12-19

Branch Locations

Huntersville, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Charlotte	NC	10/2012	12/2018
Lpl Financial Llc	Huntersville	NC	12/2018	Present

10/2012 → 12/2018

Ameriprise Financial Services, Inc.

Charlotte, NC
12/2018 → Present

Lpl Financial Llc

Huntersville, NC

Previous Registrations

2012-10-05 → 2018-12-21

Ameriprise Financial Services, Llc

Charlotte, NC
2006-04-11 → 2012-10-09

Wells Fargo Clearing Services, Llc

Charlotte, NC

Charlotte, NC

Other Businesses

1. 02/11/2019 - BLH Wealth Management - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:01/14/2019 - 120 hrs/mo - 120 hours during trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-04-03
S63	Uniform Securities Agent State Law Examination	1999-07-15

S66 Uniform Combined State Law Examination

2006-04-03
S63 Uniform Securities Agent State Law Examination

1999-07-15

View on SEC IAPD