Steven Thomas Howard

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APPROVED	2025-12-26
VI	RA	APPROVED	2025-01-02
PR	RA	APPROVED	2024-01-10
VA	RA	APPROVED	2023-05-22
CT	RA	APPROVED	2022-01-11
MA	RA	APPROVED	2018-12-06
TX	RA	APPROVED_RES	2018-11-29

RI RA
APPROVED

Since 2025-12-26
VI RA
APPROVED

Since 2025-01-02
PR RA
APPROVED

Since 2024-01-10
VA RA
APPROVED

Since 2023-05-22
CT RA
APPROVED

Since 2022-01-11
MA RA
APPROVED

Since 2018-12-06
TX RA
APPROVED_RES

Since 2018-11-29

Branch Locations

28 Pelham St., Unit 200, Newport, RI 02840 • United States

200 North Main St., West Bldg. Ste. 1203, East Longmeadow, MA 01028 • United States

67 Millbrook St. Ste. 505, Worcester, MA 01606 • United States

74 Batterson Park Rd. Suite 303, Farmington, CT 06032 • United States

1700 N Moore St. Ste. 1005, Arlington, VA 22209 • United States

289 Great Rd., Ste. 200, Acton, MA 01720 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Distribution, Inc.	New York	NY	09/2015	10/2018
Cambridge Investment Research, Inc.	Fairfield	IA	11/2018	Present
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	11/2018	Present

09/2015 → 10/2018

Morgan Stanley Distribution, Inc.

New York, NY
11/2018 → Present

Cambridge Investment Research, Inc.

Fairfield, IA
11/2018 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA

Previous Registrations

2015-10-01 → 2018-10-30

Morgan Stanley Investment Management Inc.

New York, NY
2010-06-01 → 2015-10-01

Morgan Stanley

New York, NY

New York, NY

New York, NY

Purchase, NY

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL, 80/MO - 80 HRS/MO TRADING. SEE EMPLOYMENT FOR START DATE. 2) SEELEY HOWARD PRIVATE WEALTH, INC, 1500 MAIN STREET 1502, PO BOX 15267, SPRINGFIELD, MA, PRESIDENT, DBA, 01/03/20, INV REL, 160 HRS/MO - 48 HRS/MO TRADING. 3) OSJ PARTNERS, LLC, CORPORATE CENTER WEST, 433 SOUTH MAIN STREET, STE 104, WEST HARTFORD, CT, 10/2020, PRESIDENT, INV REL, 100 HRS/MO - 48 HRS/MO TRADING. 4) 200 N MAIN ST PARTNERS, 200 N MAIN ST, SUITE 1203, EAST LONGMEADOW, MA 01028, 12/2021, OWNER, REAL ESTATE, NIR, 1 HR/MO - 0 HRS/MO TRADING. 5) COBBLESTONE FINANCIAL ADVISORYS, 67 Millbrook St, Worcester MA 01606, 09/2022, Owner, DBA, NIR, 20 HR/MO - 15 HR/MO Trading. 6) OL-ADVISORS, 74 Batterson Park Rd, Suite 303, Farmington CT 06032, 02/16/2024, Owner, Using a Trade Name/dba, INV REL, 40 HR/MO, 40 HR/MO TRADING. 7) WALDMAN FINANCIAL ADVISERS, 5901 Turkey Oak RD, North Chesterfield VA 23237, 03/15/2024, Investment Advisor Representative, Using a Trade Name/dba, INV REL, 8 HR/MO, 8 HR/MO TRADING. 8) GAMMA ROAD ETF PARTNERS LLC, 1090 South Colier, Marco Island FL 34145, United States, 09/30/2024, Owner, Owner/Partner of a Business Entity, NIR, 1 HR/MO - 1 HRS/MO TRADING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-05-28
S63	Uniform Securities Agent State Law Examination	2005-03-18

S65 Uniform Investment Adviser Law Examination

2010-05-28
S63 Uniform Securities Agent State Law Examination

2005-03-18

View on SEC IAPD