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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-01-10 |
| CA | RA | APPROVED | 2019-12-16 |
Branch Locations
2000 Avenue Of The Stars 12Th Floor South, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| None | Malibu | CA | 06/2016 | 02/2017 |
| Northern Trust Bank | Los Angeles | CA | 02/2017 | 12/2019 |
| Northern Trust Securities, Inc | Los Angeles | CA | 02/2017 | 12/2019 |
| Ubs Financial Services Inc | El Segunda | CA | 12/2019 | Present |
1. University of Southern California - Marshall School of Business / Bridge Hall One Los Angeles,CA 90089 / No/ Non Profit / USD / No / No / / 8/26/02 - current / 2)Stability LLC / 431 W. 7th Street Los Angeles,CA 90014 / Partnership/ Real Estate / Self Storage and Private Club operator / Member of Board of Directors / / Attend quarterly board meetings and provide input on strategic direction of the company / Start Date 3/28/08 / 2 hours per quarter. 3)Didi Hirsch Mental Health Services / 4760 S. Sepulveda Blvd. Culver City, CA 90230 / Member of Board of Directors / Attend quarterly board meetings and provide input on strategic direction of agency / Start Date: 7/1/14 / 6 hours per quarter 3) Name of Business -Sage SoCal/Address - Rolling Hills Estates, California/Investment Related -No/Nature - "Sage partners with Southern California schools to provide high quality mental health services free of charge to help students reach their full potential. We specifically provide crisis intervention, individual and group counseling and proactive mental health education for students; consultation and training for staff; and outreach to parents and the broader community. Sage currently employs a team of 30 professional therapists who work at 24 different schools in Los Angeles county."/Role - Member of Board of directors/Duty - Support and evaluate the Executive Director, Ensure effective planning, Monitor and strengthen programs and services, Provide proper financial oversight, Build a competent Board, Ensure legal and ethical practices, Enhance the organization's public standing, and Promote DEI/Start Date - 3/1/2024/Time Required - No 4)Kollab Youth"The Kollab Youth Workforce Development Program is an award winning 501(c)3 public charity organization and CA DAS Registered Pre-Apprenticeship Program created for under-resourced high school students aged 14 to 19 years old. The Kollab Youth program helps them explore career opportunities in business, STEM, and other emerging 21st century careers that are high-growth and high-wage jobs. Youths receive mentorship from industry experts and earn resume-worthy work experience through paid apprenticeships and internships - connecting them with the future workforce and preparing them to compete in tomorrow's workplace. CAUnited States,"? Develop and deliver the Kollab Youth Critical Thinking Program curriculum and webinars for inner city high school students in Los Angeles Start date -2/15/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-16 |
| S63 | Uniform Securities Agent State Law Examination | 1989-04-28 |
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