Gary S Grossman

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2023-06-16
TX	RA	APPROVED	2014-06-02
NJ	RA	APPROVED	2014-05-21

PA RA
APPROVED

Since 2023-06-16
TX RA
APPROVED

Since 2014-06-02
NJ RA
APPROVED

Since 2014-05-21

Branch Locations

Richboro, PA • United States

1100-1800 American Blvd Ci Client Management, Pennington, NJ 08534 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pennington	NJ	04/2014	Present
Bank Of America, N.A.	Pennington	NJ	05/2014	Present

04/2014 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ
05/2014 → Present

Bank Of America, N.A.

Pennington, NJ

Other Businesses

I*71652 FOR-PROFIT ORGANIZATION - GARY S. GROSSMAN, RICHBORO, PENNSYLVANIA 18954 - INVESTMENT RLT'D - NO, HRS DEVOTED TO ACTIVITY - 1, HRS DURING TRADING - 0, DATE ACTIVITY BEGAN 03/01/15, POSITION - OWNER; WHOLESALE PARTY SUPPLIES TO A FRANCHISE RESTAURANT. I*71653 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: GARY S GROSSMAN INVESTMENT RELATED: N ADDRESS OF BUSINESS: RICHBORO, PENNSYLVANIA 18954 NATURE OF BUSINESS: SOLE PROPRIETORSHIP, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 7/1/2004 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: NOTARY PUBLIC I*1556317 For profit or not for profit: Name of outside business organization: John Marsella Investment related: N Address of business: Churchville, Pennsylvania, 18966, United States Nature of business: Position, title, association: Co-Trustee, Start date of relationship: 11/15/2023 Number of hours devoted: 1 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: ,

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-05-15
S63	Uniform Securities Agent State Law Examination	1989-05-11

S66 Uniform Combined State Law Examination

2014-05-15
S63 Uniform Securities Agent State Law Examination

1989-05-11

Other Names

Gary Scott Grossman
Gary Grossman

View on SEC IAPD