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Current Employers
Global View Capital Management Llc

N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-10-24
WI RA APPROVED 2017-02-20
  • TX RA
    APPROVED
    Since 2018-10-24
  • WI RA
    APPROVED
    Since 2017-02-20

Branch Locations

N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Arnold Investment Counsel, Inc. Milwaukee WI 10/1987 09/2016
Thrivent Investment Management, Inc. Madison WI 11/2016 01/2017
Thrivent Financial Appleton WI 12/2016 01/2017
Global View Capital Management, Llc Waukesha WI 02/2017 Present
Global View Capital Insurance Services, Llc Waukesha WI 02/2017 Present
Global View Capital Advisors, Llc Waukesha WI 02/2017 Present
  • 10/1987 → 09/2016
    Arnold Investment Counsel, Inc.
    Milwaukee, WI
  • 11/2016 → 01/2017
    Madison, WI
  • 12/2016 → 01/2017
    Thrivent Financial
    Appleton, WI
  • 02/2017 → Present
    Waukesha, WI
  • 02/2017 → Present
    Global View Capital Insurance Services, Llc
    Waukesha, WI
  • 02/2017 → Present
    Global View Capital Advisors, Llc
    Waukesha, WI
Previous Registrations
Other Businesses

[1] GLOBAL VIEW CAPITAL ADVISORS, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL MANAGEMENT, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: MARKETING FIRM FOR INSURANCE AND ADVISORY SERVICES; POSITION: INDEPENDENT CONTRACTOR; AFFILIATION DATE: 02-16-2017; APPROX. 20 ADVISORY HRS/MONTH; APPROX. 10 ADVISORY HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF GVCM ADVISORY SERVICES AND GVCI INSURANCE SERVICES. GVCI HOURS LISTED SEPARATELY IF APPLICABLE. [2] GLOBAL VIEW CAPITAL INSURANCE SERVICES, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL ADVISORS, LLC.; YES-INVESTMENT RELATED; HEADQUARTER ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: INSURANCE; POSITION: INSURANCE AGENT; STARTED: 02-23-2017; APPROX. 20 HRS/MONTH; APPROX. 10 HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF FIXED INSURANCE PRODUCTS FOR MULTIPLE PROVIDER COMPANIES TO PROSPECTIVE CLIENTS AND EXISTING CLIENTS WITH FOCUS ON SALE OF LIFE, LONG TERM CARE AND DISABILITY INSURANCE PRODUCTS. [3] GLOBAL VIEW CAPITAL MANAGEMENT, LLC, AN AFFILIATE OF GLOBAL VIEW CAPTIAL ADVISORS, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: RIA FIRM; POSITION: INVESTMENT ADVISER REPRESENTATIVE 02.20.2017 - PRESENT AND CHIEF INVESTMENT OFFICER DECEMBER 2021 - PRESENT, SENIOR PORTFOLIO MANAGER 01.01.2021 TO DECEMBER 2021, PORTFOLIO MANAGER 02.01.2017 TO 12.31.2020, DIRECTOR OF RESEARCH 01.01.2018 - PRESENT AND RESEARCH ANALYST 02.01.2017 - 12.31.2017; STARTED: 02-01-2017; APPROX. 160 HRS/MONTH; APPROX. 160 HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: PORTFOLIO CONSTRUCTION & MONITORING, DUE DILIGENCE OF THIRD PARTY MONEY MANAGERS, SIGNAL PROVIDERS, MUTUAL FUNDS AND EXCHANGE-TRADED FUNDS (ETF's) THAT GVCM MAY OFFER IN THE PORTFOLIOS. [4] NAAIM; YES-INVESTMENT RELATED; ADDRESS: 6732 W. COAL MINE AVENUE #446, LITTLETON, CO 80123; NATURE: NON-PROFIT 501(c) FIRM PROVIDING INVESTMENT SERVICES; POSITION: MEMBER SINCE 07.01.2022, BOARD MEMBER 07.01.2022 THRU 05.15.2023, TREASURER 05.15.2023 THRU 04.30.2024, PRESIDENT 04.30.2024 THRU 04.29.2026,BOARD OF DIRECTORS CHAIRMAN 04.29.2026 - PRESENT; APPROX. 1 HRS/MO DURING TRADING HRS; APPROX. 3 HRS/MO OUTSIDE TRADING HRS; RESPONSIBILITIES: SERVE AS CHAIRMAN FOR THE BOARD OF DIRECTORS AND VARIOUS COMMITTEE DUTIES. WILL AN IRS FROM FOR EARNED INCOME BE RECEIVIED: NO CONTACT PERSON AT THE ORGANIZATION: SUSAN TRUESDALE; WEBSITE ADDRESS FOR THE ORGANIZATION: NAAIM.ORG [5] AXOS- CLIENT ADVISORY BOARD; YES-INVESTMENT RELATED; ADDRESS: 7103 S. REVERE PARKWAY, CENTENIIAL, CO 80112; NATURE: FINANCIAL SERVICES-CUSTODIAN FOR RIA INDUSTRY ONLY, NO RETAIL; POSITION: CLIENT ADVISORY BOARD MEMBER; STARTED: 04.30.2025; APPROX. 0.5 HRS/MO DURING TRADING; APPROX. 0.5 HRS/MO OUTSIDE TRADING: RESPONSIBILITIES: AS A USER, PROVIDE INPUT FOR BOTH ENHANCEMENTS AND FIXES THAT RIA FIRMS DESIRE OR ARE HAVING PROBLEMS WITH. NO INCOME TO BE EARNED, VOLUTEER POSITION; CONTACT AT THE ORGANIZATION: RYAN MOELLER.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-23
S63 Uniform Securities Agent State Law Examination 1989-02-13
  • S66 Uniform Combined State Law Examination
    2017-01-23
  • S63 Uniform Securities Agent State Law Examination
    1989-02-13
Other Names
  • Barry Scott Arnold
  • Barry Arnold
  • B. Arnold

View on SEC IAPD

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