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N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-10-24 |
| WI | RA | APPROVED | 2017-02-20 |
Branch Locations
N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Arnold Investment Counsel, Inc. | Milwaukee | WI | 10/1987 | 09/2016 |
| Thrivent Investment Management, Inc. | Madison | WI | 11/2016 | 01/2017 |
| Thrivent Financial | Appleton | WI | 12/2016 | 01/2017 |
| Global View Capital Management, Llc | Waukesha | WI | 02/2017 | Present |
| Global View Capital Insurance Services, Llc | Waukesha | WI | 02/2017 | Present |
| Global View Capital Advisors, Llc | Waukesha | WI | 02/2017 | Present |
[1] GLOBAL VIEW CAPITAL ADVISORS, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL MANAGEMENT, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: MARKETING FIRM FOR INSURANCE AND ADVISORY SERVICES; POSITION: INDEPENDENT CONTRACTOR; AFFILIATION DATE: 02-16-2017; APPROX. 20 ADVISORY HRS/MONTH; APPROX. 10 ADVISORY HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF GVCM ADVISORY SERVICES AND GVCI INSURANCE SERVICES. GVCI HOURS LISTED SEPARATELY IF APPLICABLE. [2] GLOBAL VIEW CAPITAL INSURANCE SERVICES, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL ADVISORS, LLC.; YES-INVESTMENT RELATED; HEADQUARTER ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: INSURANCE; POSITION: INSURANCE AGENT; STARTED: 02-23-2017; APPROX. 20 HRS/MONTH; APPROX. 10 HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF FIXED INSURANCE PRODUCTS FOR MULTIPLE PROVIDER COMPANIES TO PROSPECTIVE CLIENTS AND EXISTING CLIENTS WITH FOCUS ON SALE OF LIFE, LONG TERM CARE AND DISABILITY INSURANCE PRODUCTS. [3] GLOBAL VIEW CAPITAL MANAGEMENT, LLC, AN AFFILIATE OF GLOBAL VIEW CAPTIAL ADVISORS, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: RIA FIRM; POSITION: INVESTMENT ADVISER REPRESENTATIVE 02.20.2017 - PRESENT AND CHIEF INVESTMENT OFFICER DECEMBER 2021 - PRESENT, SENIOR PORTFOLIO MANAGER 01.01.2021 TO DECEMBER 2021, PORTFOLIO MANAGER 02.01.2017 TO 12.31.2020, DIRECTOR OF RESEARCH 01.01.2018 - PRESENT AND RESEARCH ANALYST 02.01.2017 - 12.31.2017; STARTED: 02-01-2017; APPROX. 160 HRS/MONTH; APPROX. 160 HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: PORTFOLIO CONSTRUCTION & MONITORING, DUE DILIGENCE OF THIRD PARTY MONEY MANAGERS, SIGNAL PROVIDERS, MUTUAL FUNDS AND EXCHANGE-TRADED FUNDS (ETF's) THAT GVCM MAY OFFER IN THE PORTFOLIOS. [4] NAAIM; YES-INVESTMENT RELATED; ADDRESS: 6732 W. COAL MINE AVENUE #446, LITTLETON, CO 80123; NATURE: NON-PROFIT 501(c) FIRM PROVIDING INVESTMENT SERVICES; POSITION: MEMBER SINCE 07.01.2022, BOARD MEMBER 07.01.2022 THRU 05.15.2023, TREASURER 05.15.2023 THRU 04.30.2024, PRESIDENT 04.30.2024 THRU 04.29.2026,BOARD OF DIRECTORS CHAIRMAN 04.29.2026 - PRESENT; APPROX. 1 HRS/MO DURING TRADING HRS; APPROX. 3 HRS/MO OUTSIDE TRADING HRS; RESPONSIBILITIES: SERVE AS CHAIRMAN FOR THE BOARD OF DIRECTORS AND VARIOUS COMMITTEE DUTIES. WILL AN IRS FROM FOR EARNED INCOME BE RECEIVIED: NO CONTACT PERSON AT THE ORGANIZATION: SUSAN TRUESDALE; WEBSITE ADDRESS FOR THE ORGANIZATION: NAAIM.ORG [5] AXOS- CLIENT ADVISORY BOARD; YES-INVESTMENT RELATED; ADDRESS: 7103 S. REVERE PARKWAY, CENTENIIAL, CO 80112; NATURE: FINANCIAL SERVICES-CUSTODIAN FOR RIA INDUSTRY ONLY, NO RETAIL; POSITION: CLIENT ADVISORY BOARD MEMBER; STARTED: 04.30.2025; APPROX. 0.5 HRS/MO DURING TRADING; APPROX. 0.5 HRS/MO OUTSIDE TRADING: RESPONSIBILITIES: AS A USER, PROVIDE INPUT FOR BOTH ENHANCEMENTS AND FIXES THAT RIA FIRMS DESIRE OR ARE HAVING PROBLEMS WITH. NO INCOME TO BE EARNED, VOLUTEER POSITION; CONTACT AT THE ORGANIZATION: RYAN MOELLER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-01-23 |
| S63 | Uniform Securities Agent State Law Examination | 1989-02-13 |
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