Best Investors
Account
Sign in
Best Investors
Account
Sign in
Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-26 |
| NJ | RA | APPROVED | 2020-10-16 |
| TX | RA | APPROVED_RES | 2020-09-17 |
Branch Locations
Huntington Station, NY • United States
58 South Service Road Suite 310, Melville, NY 11747 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Forest Hills | NY | 07/1990 | 09/2020 |
| Bank Of America, N.A. | Melville | NY | 05/2011 | 09/2020 |
| Ubs Financial Services Inc. | Melville | NY | 09/2020 | Present |
1) jdm cards,58 horton dr,hungtington ststion,nyUnited States,Retailers (Apparel, Food, General),buying and selling sports cards,Partner,buting and selling sports merch,Start date -12/18/2025
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-07-03 |
| S63 | Uniform Securities Agent State Law Examination | 1989-05-08 |
Reach out to this advisor