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Schwab Wealth Advisory, Inc. CRD 159035
168,774 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-09-10 |
| CO | RA | APPROVED | 2021-09-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Denver | CO | 08/2006 | 11/2020 |
| Tiaa-Cref Individual & Institutional Services, Llc | Denver | CO | 08/2006 | 11/2020 |
| Advised Assets Group, Inc./Gwfs Equjities, Inc. | Denver | CO | 02/2021 | 07/2021 |
| Charles Schwab & Co., Inc. | Lone Tree | CO | 08/2021 | Present |
| Schwab Wealth Advisory Inc | Lone Tree | CO | 08/2021 | Present |
1) Jonathan Spors | Investment Related:No|4541-43, 4601-05 S Cherokee St|Englewood|CO|80111|USA|Real Estate (Non-Agent/Broker)|Owner|6/1/1995|Less than 20|0|Landlord
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-04-13 |
| S63 | Uniform Securities Agent State Law Examination | 1989-10-02 |
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