Sepehr Mehrad Hosseini

Employer firm

Foundations Investment Advisors LLC CRD 175083

$10.1B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → 05/2019
  Woodbury Financial Services, Inc.
  West Lake Village, CA
• 05/2019 → 04/2023
  Madison Avenue Securities, Llc
  San Diego, CA
• 05/2023 → Present
  Foundations Investment Advisors, Llc
  Westlake, CA

Previous Registrations

• 2019-05-02 → 2023-05-01
  Madison Avenue Securities, Llc
  West Lake Village, CA
  San Diego, CA
  San Diego, CA
• 2014-02-14 → 2019-05-03
  Woodbury Financial Services, Inc.
  Westlake Village, CA
  Mckinney, TX
  West Lake Village, CA
• 2011-02-09 → 2014-02-26
  Msi Financial Services, Inc.
  Woodland Hills, CA
  Westlake Village, CA

Other Businesses

1)NAME: HOSS RETIREMENT AND INSURANCE SERVICES; INV RELATED: YES; ADDRESS:30700 RUSSEL RANCH RD #250, WESTLAKE VILLAGE CA 91362; NATURE: FIXED INSURANCE SALES; POSITION: PRESIDENT; START DATE:5/28/2020; HOURS/MONTH:4; TRADING HOURS/MONTH:NO; DUTIES: PRESIDENT-HIRE AGENTS TO SELL FIXED PRODUCTS 2)NAME: MILLWOOD APARTMENTS, LLC; INV RELATED:NO; ADDRESS:1534 N. MOORPARK ROAD #238 THOUSANDS OAKS, CA 91360; NATURE:REAL ESTATE; POSITION:OWNER/MANAGER; START DATE:2006; HOURS/MONTH:LESS THAN 4; TRADING HOURS/MONTH:LESS THAN 4; DUTIES:MINIMAL MANAGEMENT-OWNER/SUPERVISION 3)NAME: DEFERED SALES TRUST; INV RELATED:YES; ADDRESS:30700 RUSSEL RANCH RD #250, WESTLAKE VILLAGE CA 91362; NATURE:INSTALLMENT SALE WHEN CLIENTS SALE A BUSINESS/REAL ESTATE; POSITION: ADVISOR; START DATE:2017; HOURS/MONTH:4; TRADING HOURS/MONTH:4; DUTIES: ADVISOR 4)NAME: GRACE HOME DAYTONA LLC, OAKWOOD APARTMENTS; INV RELATED:YES; ADDRESS:30700 RUSSEL RANCH RD #250, WESTLAKE VILLAGE CA 91362; NATURE:REAL ESTATE; POSITION:OWNER/MANAGER OF LLC; START DATE:2018; HOURS/MONTH:LESS THAN 4; TRADING HOURS/MONTH:LESS THAN 4; DUTIES:NONE-MANAGEMENT IN PLACE 5)NAME: GRACE FIRE PROTECTION; INV RELATED:NO; ADDRESS:30700 RUSSEL RANCH RD #250, WESTLAKE VILLAGE CA 91362; NATURE:INVENTION-NOT DEVELOPED; POSITION: PATENTED AN IDEA TO AVOID HOMES BURNING DOWN DURING FIRE; START DATE:2019; HOURS/MONTH:LESS THAN 4; TRADING HOURS/MONTH:LESS THAN 4; DUTIES:INVENTOR-NO ACTIVITIES 6)NAME: HOSS FINANCIAL; INV RELATED:YES; ADDRESS:30700 RUSSEL RANCH RD #250, WESTLAKE VILLAGE CA 91362; NATURE:TAX PREPARATION; POSITION:PRESIDENT; START DATE:2015; HOURS/MONTH:4 (DURING TAX SEASON); TRADING HOURS/MONTH:4 (DURING TAX SEASON); DUTIES:ONLY HELP WHEN CLIENTS NEED ROLLOVER ON IRA ACCOUNTS & FINANCIAL PLANNING NEEDS 7)NAME: REFERRAL FEE; INV RELATED:NO; ADDRESS:30700 RUSSEL RANCH RD #250, WESTLAKE VILLAGE CA 91362; NATURE:REFERRAL FEE; POSITION:REFER CLIENTS TO MORTGAGE BROKE OR MEDICARE PROFESSIONAL; START DATE:2015; HOURS/MONTH:LESS THAN 4; TRADING HOURS/MONTH:LESS THAN 4; DUTIES:SEND REFERRAL TO A PROFESSIONAL 8)NAME: ADVISORS EXCEL; INV RELATED:YES; ADDRESS:2950 SW MCCLURE ROAD, TOPEKA, KS 66614; NATURE:INSURANCE PRODUCTS OFFERED THROUGH AE, CREATIVE SERVICES PROVIDED BY AE; POSITION:INSURANCE AGENT; START DATE:05/01/2019; HOURS/MONTH:40; TRADING HOURS/MONTH:40; DUTIES:INSURANCE SALES 9)NAME: AMERI ESTATE LEGAL PLAN, INC; INV RELATED:NO; ADDRESS: 3525 HYLAND AVE, SUITE 150, COSTA MESA, CA 92626; NATURE: SERVICE TO PROVIDE TRUST TO CLIENTS ; POSITION: ADVISOR REFERAL TO CLIENTS TO DO THEIR TRUSTS; START DATE:8/2022; HOURS/MONTH:LESS THAN 2; TRADING HOURS/MONTH:LESS THAN 2; DUTIES:SEND REFERRAL TO A PROFESSIONAL

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-02-03
• S63 Uniform Securities Agent State Law Examination
  1996-03-11

Other Names

• Sam Hosseini
• Sam Hoss