Robert Francis Browne

Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Short Hills, NJ
• 11/2016 → 12/2016
  Wells Fargo Clearing Services, Llc
  Short Hills, NJ
• 12/2016 → Present
  Robert W. Baird
  Morristown, NJ

Previous Registrations

• 2008-01-01 → 2017-01-04
  Wells Fargo Clearing Services, Llc
  Fairfield, NJ
  Short Hills, NJ
  Short Hills, NJ
• 2003-10-15 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Moristown, NJ
  Fairfield, NJ
  St. Louis, MO
  Morristown, NJ

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-12-05
• S63 Uniform Securities Agent State Law Examination
  1989-02-27

Other Names

• Robert Francis Browne
• Robert Francis Brown
• Bob Francis Browne