Richard H Eckell

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2008 → 03/2024
  Raymond James Financial Services, Inc
  North Wales, PA
• 01/2013 → 03/2024
  Raymond James Financial Services Advisors Inc.
  North Wales, PA
• 07/2014 → 03/2024
  Fulton Financial Corp
  North Wales, PA
• 08/2018 → 03/2024
  Specific Solutions
  West Berlin, NJ
• 08/2018 → 11/2019
  Fulton Financial Advisors
  West Berlin, NJ
• 11/2019 → 03/2024
  Fulton Financial Advisors
  West Berlin, NJ
• 07/2014 → 03/2024
  Fulton Bank
  West Berlin, NJ
• 03/2024 → Present
  Lpl Financial
  Mount Laurel, NJ

Previous Registrations

• 2013-01-24 → 2023-12-21
  Raymond James Financial Services Advisors, Inc
  Woolwich Township, NJ
  North Wales, PA
  West Berlin, NJ
• 2009-01-12 → 2012-12-31
  Raymond James Financial Services Advisors, Inc
  Woolwich Township, NJ
• 2008-08-08 → 2009-01-12
  Raymond James Financial Services, Inc.
  Woolwich Township, NJ
  Lancaster, PA
  West Berlin, NJ
  Rockaway, NJ
• 2006-04-05 → 2008-07-22
  Pnc Wealth Management Llc
  Cherry Hill, NJ
  Cherry Hill, NJ
  Cherry Hill, NJ
  Voorhees, NJ

Other Businesses

1) 03/2024 - Richard Eckell / Real Estate Rental / Inv. Related / Marlton, NJ / Start date 07/25/2017 - 2) 03/2024 - Gladstone Wealth Partners / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)160 Hrs per month / 100% Time Spent

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-04-04
• S63 Uniform Securities Agent State Law Examination
  1989-02-22